We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMHC
926
DELISTED
Taylor Morrison
TMHC
$1.48M 0.01%
34,668
-6,297
-15% -$296K
PNI
927
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$1.47M 0.01%
229,490
+22,335
+11% +$163K
FLRN icon
928
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$1.46M 0.01%
47,629
+322
+0.7% +$9.87K
LUNA
929
DELISTED
Luna Innovations Incorporated
LUNA
$1.46M 0.01%
+249,630
New +$1.89M
UGI icon
930
UGI
UGI
$7.33B
$1.46M 0.01%
63,502
-7,006
-10% -$174K
CUZ icon
931
Cousins Properties
CUZ
$4.88B
$1.46M 0.01%
71,599
-3,699
-5% -$84.7K
NVS icon
932
Novartis
NVS
$297B
$1.45M 0.01%
14,274
-340
-2% -$34.5K
PDCO
933
DELISTED
Patterson Companies, Inc.
PDCO
$1.45M 0.01%
49,038
+8,282
+20% +$263K
BP icon
934
BP
BP
$107B
$1.45M 0.01%
37,385
+7,844
+27% +$291K
UAL icon
935
United Airlines
UAL
$42.1B
$1.45M 0.01%
34,190
+1,424
+4% +$72K
IMGN
936
DELISTED
Immunogen Inc
IMGN
$1.44M 0.01%
+90,973
New +$1.51M
HP icon
937
Helmerich & Payne
HP
$3.71B
$1.44M 0.01%
34,131
-9,329
-21% -$390K
NMI icon
938
Nuveen Municipal Income
NMI
$130M
$1.43M 0.01%
166,773
-7,049
-4% -$65.3K
AR icon
939
Antero Resources
AR
$10.7B
$1.43M 0.01%
56,483
-3,048
-5% -$78.6K
PD icon
940
PagerDuty
PD
$902M
$1.43M 0.01%
63,716
-83,433
-57% -$1.99M
ACLS icon
941
Axcelis
ACLS
$4.33B
$1.43M 0.01%
8,779
-558
-6% -$98.1K
CPB icon
942
Campbell Soup
CPB
$6.87B
$1.43M 0.01%
34,830
-62,519
-64% -$2.73M
PGX icon
943
Invesco Preferred ETF
PGX
$3.78B
$1.42M 0.01%
130,054
+13,592
+12% +$152K
MTB icon
944
M&T Bank
MTB
$36.2B
$1.42M 0.01%
11,246
+2,107
+23% +$275K
BNY
945
Bank of New York Mellon
BNY
$107B
$1.42M 0.01%
33,218
-6,249
-16% -$278K
MTD icon
946
Mettler-Toledo International
MTD
$28.6B
$1.42M 0.01%
1,278
+83
+7% +$102K
RMD icon
947
ResMed
RMD
$30.7B
$1.41M 0.01%
9,557
-2,153
-18% -$389K
ARW icon
948
Arrow Electronics
ARW
$10.4B
$1.41M 0.01%
11,275
-615
-5% -$82K
SLQT icon
949
SelectQuote
SLQT
$121M
$1.41M 0.01%
1,201,903
– –
ESNT icon
950
Essent Group
ESNT
$6.33B
$1.4M 0.01%
29,578
+223
+0.8% +$11.1K
36 37
38
39 40

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.