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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOH icon
926
Molina Healthcare
MOH
$10.3B
$2.57M 0.02%
9,461
-713
-7% -$188K
INFY icon
927
Infosys
INFY
$50.7B
$2.56M 0.02%
115,209
+3,322
+3% +$75.1K
SJI
928
DELISTED
South Jersey Industries, Inc.
SJI
$2.56M 0.02%
120,570
+57,095
+90% +$1.41M
DLB icon
929
Dolby
DLB
$5.79B
$2.56M 0.02%
29,126
+7,995
+38% +$775K
PNI
930
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$2.56M 0.02%
220,102
+18,915
+9% +$224K
NVR icon
931
NVR
NVR
$17B
$2.56M 0.02%
533
+114
+27% +$579K
ZTR
932
Virtus Total Return Fund
ZTR
$339M
$2.56M 0.02%
274,460
+56,062
+26% +$542K
MCY icon
933
Mercury Insurance
MCY
$6.07B
$2.55M 0.02%
45,860
-4,241
-8% -$253K
GLO
934
Clough Global Opportunities Fund
GLO
$257M
$2.54M 0.02%
208,590
-26,429
-11% -$333K
OLED icon
935
Universal Display
OLED
$4.19B
$2.53M 0.02%
14,799
+2,672
+22% +$553K
UHS icon
936
Universal Health Services
UHS
$10.5B
$2.53M 0.02%
18,280
-4,813
-21% -$729K
MKTX icon
937
MarketAxess Holdings
MKTX
$5.72B
$2.53M 0.02%
6,012
-691
-10% -$317K
EVF
938
Eaton Vance Senior Income Trust
EVF
$90.5M
$2.53M 0.02%
358,252
+69,265
+24% +$473K
SMG icon
939
ScottsMiracle-Gro
SMG
$3.66B
$2.52M 0.02%
17,219
-4,951
-22% -$811K
STLD icon
940
Steel Dynamics
STLD
$37.6B
$2.5M 0.02%
42,846
-53,596
-56% -$3.43M
ALV icon
941
Autoliv
ALV
$9B
$2.5M 0.02%
29,158
+18,644
+177% +$1.72M
LNC icon
942
Lincoln National
LNC
$8.81B
$2.5M 0.02%
36,357
-7,807
-18% -$510K
NTRS icon
943
Northern Trust
NTRS
$33.9B
$2.49M 0.02%
23,138
-10,294
-31% -$1.17M
UFS
944
DELISTED
DOMTAR CORPORATION (New)
UFS
$2.49M 0.02%
45,717
-33,943
-43% -$1.86M
HPF
945
John Hancock Preferred Income Fund II
HPF
$345M
$2.49M 0.02%
114,859
-1,112
-1% -$24.5K
APPS icon
946
Digital Turbine
APPS
$1.74B
$2.49M 0.02%
+36,219
New +$2.25M
ACP
947
abrdn Income Credit Strategies Fund
ACP
$637M
$2.48M 0.01%
224,818
+38,710
+21% +$436K
TKR icon
948
Timken Company
TKR
$9.03B
$2.48M 0.01%
37,968
-881
-2% -$65.5K
RHI icon
949
Robert Half
RHI
$4.37B
$2.48M 0.01%
24,725
-967
-4% -$94.7K
WTRG icon
950
Essential Utilities
WTRG
$11.4B
$2.48M 0.01%
53,782
+14,459
+37% +$700K
36 37
38
39 40

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.