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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRTX
901
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1.7M 0.02%
24,340
-7,570
-24% -$560K
APA icon
902
APA Corp
APA
$13.2B
$1.69M 0.02%
49,349
+743
+2% +$26.6K
IDE
903
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$1.69M 0.02%
190,762
+39,126
+26% +$384K
SWK icon
904
Stanley Black & Decker
SWK
$15.7B
$1.68M 0.02%
22,357
+736
+3% +$70.8K
ICFI icon
905
ICF International
ICFI
$1.72B
$1.67M 0.02%
+15,326
New +$1.54M
PDCE
906
DELISTED
PDC Energy, Inc.
PDCE
$1.67M 0.02%
28,899
+145
+0.5% +$8.9K
DMF
907
DELISTED
BNY Mellon Municipal Income
DMF
$1.67M 0.02%
277,268
+36,981
+15% +$251K
CTXS
908
DELISTED
Citrix Systems Inc
CTXS
$1.66M 0.02%
15,939
-46,490
-74% -$4.76M
TYG
909
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$1.65M 0.02%
55,233
+9,575
+21% +$313K
EMHY icon
910
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$1.65M 0.02%
50,858
+4,709
+10% +$162K
IWN icon
911
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.65M 0.02%
12,789
– –
BTG icon
912
B2Gold
BTG
$6.64B
$1.65M 0.02%
511,252
-212,196
-29% -$699K
PARA
913
DELISTED
Paramount Global Class B
PARA
$1.64M 0.02%
86,353
-8,606
-9% -$207K
HYI
914
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.64M 0.02%
146,414
+3,231
+2% +$40K
BCPC
915
Balchem Corp
BCPC
$5.72B
$1.63M 0.01%
13,403
+6,763
+102% +$881K
PNI
916
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$1.63M 0.01%
208,333
+11,497
+6% +$104K
BTI icon
917
British American Tobacco
BTI
$128B
$1.63M 0.01%
45,800
-7,909
-15% -$317K
CTR
918
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.62M 0.01%
61,731
+2,847
+5% +$81.7K
POST icon
919
Post Holdings
POST
$3.57B
$1.62M 0.01%
19,819
+10,043
+103% +$869K
CGO
920
Calamos Global Total Return Fund
CGO
$130M
$1.62M 0.01%
164,721
+7,999
+5% +$91K
SJNK icon
921
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$1.62M 0.01%
67,983
+10,922
+19% +$269K
NHS
922
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$1.61M 0.01%
204,416
-39,596
-16% -$349K
GL icon
923
Globe Life
GL
$14.3B
$1.61M 0.01%
16,174
+869
+6% +$87.2K
MUR icon
924
Murphy Oil
MUR
$4.78B
$1.61M 0.01%
45,752
-13,543
-23% -$468K
BAH icon
925
Booz Allen Hamilton
BAH
$9.15B
$1.61M 0.01%
17,409
+11,614
+200% +$1.1M
35 36
37
38 39

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.