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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSM
901
DELISTED
DWS Strategic Municipal Income Trust
KSM
$2.86M 0.01%
235,015
+43,462
+23% +$536K
TPR icon
902
Tapestry
TPR
$32.8B
$2.83M 0.01%
69,650
+29,150
+72% +$1.2M
HYB
903
DELISTED
New America High Income Fund, Inc.
HYB
$2.83M 0.01%
303,088
+17,411
+6% +$168K
NBH
904
Neuberger Municipal Fund Inc
NBH
$304M
$2.79M 0.01%
181,933
+78,111
+75% +$1.22M
GSK icon
905
GSK
GSK
$106B
$2.78M 0.01%
50,414
+5,368
+12% +$279K
CRUS icon
906
Cirrus Logic
CRUS
$6.26B
$2.77M 0.01%
30,065
-9,416
-24% -$782K
JEF icon
907
Jefferies Financial Group
JEF
$13.1B
$2.76M 0.01%
74,514
-465
-0.6% -$17.9K
WY icon
908
Weyerhaeuser
WY
$18.4B
$2.76M 0.01%
67,101
-9,732
-13% -$370K
GAP
909
The Gap Inc
GAP
$7.37B
$2.76M 0.01%
156,494
+103,178
+194% +$2.16M
RDWR icon
910
Radware
RDWR
$1.19B
$2.75M 0.01%
66,158
-2,235
-3% -$76K
OHI icon
911
Omega Healthcare
OHI
$14.7B
$2.75M 0.01%
92,971
+38,134
+70% +$1.11M
BLDR icon
912
Builders FirstSource
BLDR
$8.04B
$2.74M 0.01%
+32,015
New +$2.17M
TRN icon
913
Trinity Industries
TRN
$2.38B
$2.74M 0.01%
90,860
+7,558
+9% +$216K
NCZ
914
Virtus Convertible & Income Fund II
NCZ
$301M
$2.74M 0.01%
134,441
+92,222
+218% +$1.93M
FLG
915
Flagstar Bank National Association
FLG
$5.82B
$2.74M 0.01%
74,882
-12,417
-14% -$473K
ENB icon
916
Enbridge
ENB
$112B
$2.74M 0.01%
70,127
+1,838
+3% +$73.7K
PTON icon
917
Peloton Interactive
PTON
$2.49B
$2.73M 0.01%
76,485
+14,748
+24% +$900K
AGCO icon
918
AGCO
AGCO
$7.2B
$2.72M 0.01%
23,464
-7,850
-25% -$953K
GDO
919
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.71M 0.01%
154,707
+8,843
+6% +$156K
BTI icon
920
British American Tobacco
BTI
$128B
$2.7M 0.01%
72,194
+6,558
+10% +$233K
CHPT icon
921
ChargePoint
CHPT
$161M
$2.7M 0.01%
+7,078
New +$3.14M
TDS icon
922
Telephone and Data Systems
TDS
$3.75B
$2.69M 0.01%
133,377
-54,398
-29% -$1.06M
POR icon
923
Portland General Electric
POR
$5.77B
$2.69M 0.01%
50,750
+32,311
+175% +$1.61M
LSCC icon
924
Lattice Semiconductor
LSCC
$18.5B
$2.68M 0.01%
34,765
+3,553
+11% +$264K
NIU
925
Niu Technologies
NIU
$193M
$2.68M 0.01%
166,194
+35,020
+27% +$772K
35 36
37
38 39

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.