We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGU
901
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$1.99M 0.01%
113,351
-17,040
-13% -$309K
VCLT icon
902
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$1.98M 0.01%
18,530
+12,039
+185% +$1.32M
ERC
903
Allspring Multi-Sector Income Fund
ERC
$259M
$1.98M 0.01%
183,962
-40,145
-18% -$452K
MLM icon
904
Martin Marietta Materials
MLM
$33B
$1.98M 0.01%
8,398
+365
+5% +$79K
MTCH icon
905
Match Group
MTCH
$8.55B
$1.97M 0.01%
17,773
+1,921
+12% +$203K
PAC icon
906
Grupo Aeroportuario del Pacifico
PAC
$13.3B
$1.97M 0.01%
24,368
-799
-3% -$57.9K
MFM
907
Aberdeen Municipal Income Fund
MFM
$224M
$1.96M 0.01%
305,274
-15,377
-5% -$100K
FLO icon
908
Flowers Foods
FLO
$1.57B
$1.96M 0.01%
80,332
-2,258
-3% -$52.9K
BUI icon
909
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$1.95M 0.01%
89,744
-16,418
-15% -$355K
EGO icon
910
Eldorado Gold
EGO
$9.89B
$1.95M 0.01%
185,199
-28,371
-13% -$318K
BAH icon
911
Booz Allen Hamilton
BAH
$9.15B
$1.95M 0.01%
23,527
-31,871
-58% -$2.61M
DPG
912
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$1.94M 0.01%
187,969
-24,813
-12% -$278K
AXON
913
Axon Enterprise
AXON
$46.4B
$1.93M 0.01%
21,254
+5,436
+34% +$473K
CCMP
914
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$1.92M 0.01%
13,459
+161
+1% +$24K
IWD icon
915
iShares Russell 1000 Value ETF
IWD
$83.9B
$1.9M 0.01%
16,114
-7,310
-31% -$867K
PBCT
916
DELISTED
People's United Financial Inc
PBCT
$1.9M 0.01%
184,594
-76,841
-29% -$835K
DFP
917
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$1.9M 0.01%
69,549
-2,257
-3% -$59K
CGO
918
Calamos Global Total Return Fund
CGO
$130M
$1.89M 0.01%
158,576
-53,813
-25% -$666K
ONC
919
BeOne Medicines Ltd
ONC
$39.4B
$1.89M 0.01%
6,582
-9,862
-60% -$2.32M
HAL icon
920
Halliburton
HAL
$26.6B
$1.88M 0.01%
156,214
-25,004
-14% -$362K
OBDC icon
921
Blue Owl Capital
OBDC
$5.74B
$1.88M 0.01%
155,439
+16,705
+12% +$205K
DMB
922
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$1.87M 0.01%
139,167
-42,233
-23% -$575K
SAND
923
DELISTED
Sandstorm Gold
SAND
$1.87M 0.01%
221,092
-5,432
-2% -$50.3K
CZR icon
924
Caesars Entertainment
CZR
$6.14B
$1.86M 0.01%
33,248
+10,540
+46% +$463K
AM icon
925
Antero Midstream
AM
$10.1B
$1.86M 0.01%
346,514
-100,885
-23% -$615K
35 36
37
38 39

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.