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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
901
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$6.54M 0.02%
694,091
+105,939
+18% +$997K
EPD icon
902
Enterprise Products Partners
EPD
$82.3B
$6.53M 0.02%
250,600
+89,112
+55% +$2.36M
NVG icon
903
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$6.52M 0.02%
423,806
+4,152
+1% +$64.2K
PTLA
904
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$6.5M 0.02%
120,362
+34,213
+40% +$2.01M
JAZZ icon
905
Jazz Pharmaceuticals
JAZZ
$15.9B
$6.5M 0.02%
44,432
+10,688
+32% +$1.62M
BFZ
906
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$6.5M 0.02%
448,686
+46,210
+11% +$671K
IDTI
907
DELISTED
Integrated Device Technology I
IDTI
$6.49M 0.02%
244,238
+1,914
+0.8% +$48.6K
SGEN
908
DELISTED
Seagen Inc. Common Stock
SGEN
$6.49M 0.02%
119,273
+18,567
+18% +$951K
BMS
909
DELISTED
Bemis
BMS
$6.48M 0.02%
142,209
-25,351
-15% -$1.13M
COR
910
DELISTED
Coresite Realty Corporation
COR
$6.45M 0.02%
57,627
+7,316
+15% +$804K
WAFD icon
911
WaFd
WAFD
$2.72B
$6.45M 0.02%
191,639
+19,450
+11% +$632K
NML
912
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$6.44M 0.02%
677,995
+1,518
+0.2% +$14.4K
BFK
913
DELISTED
BlackRock Municipal Income Trust
BFK
$6.42M 0.02%
449,624
-15,877
-3% -$229K
BIO icon
914
Bio-Rad Laboratories Class A
BIO
$8.71B
$6.39M 0.02%
28,743
+2,264
+9% +$509K
SANM icon
915
Sanmina
SANM
$9.95B
$6.38M 0.02%
171,914
-2,887
-2% -$108K
KIO
916
KKR Income Opportunities Fund
KIO
$451M
$6.38M 0.02%
356,674
+28,657
+9% +$503K
EHI
917
Western Asset Global High Income Fund
EHI
$175M
$6.38M 0.02%
620,203
-127,082
-17% -$1.3M
TREE icon
918
LendingTree
TREE
$447M
$6.38M 0.02%
26,093
+2,305
+10% +$497K
MOMO
919
Hello Group
MOMO
$885M
$6.37M 0.02%
203,222
+131,238
+182% +$5.21M
CEN
920
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$6.35M 0.01%
60,146
-1,091
-2% -$117K
HIX
921
Western Asset High Income Fund II
HIX
$349M
$6.32M 0.01%
876,990
-49,782
-5% -$358K
TIVO
922
DELISTED
Tivo Inc
TIVO
$6.32M 0.01%
318,095
+50,963
+19% +$952K
EMB icon
923
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$6.31M 0.01%
54,187
+1,328
+3% +$153K
DECK icon
924
Deckers Outdoor
DECK
$13.2B
$6.29M 0.01%
551,832
-864
-0.2% -$9.32K
FEN
925
DELISTED
First Trust Energy Income and Growth Fund
FEN
$6.29M 0.01%
255,048
+3,407
+1% +$84.3K
35 36
37
38 39

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.