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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KG
901
Kestrel Group
KG
$69.4M
$6.18M 0.02%
22,077
-5,452
-20% -$1.79M
ADNT icon
902
Adient
ADNT
$1.65B
$6.15M 0.02%
84,658
+4,848
+6% +$319K
BDJ icon
903
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$6.13M 0.02%
717,318
+6,994
+1% +$58.3K
GPT
904
DELISTED
Gramercy Property Trust
GPT
$6.13M 0.02%
233,036
-27,674
-11% -$743K
ELS icon
905
Equity Lifestyle Properties
ELS
$12.6B
$6.13M 0.02%
159,026
-51,724
-25% -$1.96M
MYN icon
906
BlackRock MuniYield New York Quality Fund
MYN
$372M
$6.12M 0.02%
472,223
+19,989
+4% +$257K
DNKN
907
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$6.11M 0.02%
111,816
-4,501
-4% -$242K
SPTN
908
DELISTED
SpartanNash
SPTN
$6.11M 0.02%
174,708
+35,910
+26% +$1.32M
AHL
909
DELISTED
ASPEN Insurance Holding Limited
AHL
$6.09M 0.02%
116,978
+3,738
+3% +$207K
WRI
910
DELISTED
Weingarten Realty Investors
WRI
$6.08M 0.02%
182,172
+12,114
+7% +$423K
MHN
911
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$6.08M 0.02%
446,086
+19,494
+5% +$265K
TCOM icon
912
Trip.com Group
TCOM
$29.6B
$6.07M 0.02%
123,434
-22,166
-15% -$1.02M
NRK icon
913
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$6.06M 0.02%
466,564
+20,497
+5% +$263K
PLAB icon
914
Photronics
PLAB
$1.79B
$6.05M 0.02%
565,822
+5,358
+1% +$59.6K
LSTR icon
915
Landstar System
LSTR
$5.93B
$6.05M 0.02%
70,603
-2,143
-3% -$183K
MHD icon
916
BlackRock MuniHoldings Fund
MHD
$598M
$6M 0.02%
362,408
-8,696
-2% -$144K
MQT
917
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$6M 0.02%
468,870
+14,186
+3% +$182K
VTN icon
918
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
$5.99M 0.02%
444,084
+19,348
+5% +$260K
BFZ
919
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$5.99M 0.02%
419,446
-4,566
-1% -$66.6K
EVM
920
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$5.99M 0.02%
526,859
+38,650
+8% +$443K
WAFD icon
921
WaFd
WAFD
$2.72B
$5.96M 0.02%
180,105
-13,661
-7% -$458K
IDTI
922
DELISTED
Integrated Device Technology I
IDTI
$5.95M 0.02%
251,433
+1,578
+0.6% +$38.7K
MUC icon
923
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$5.95M 0.02%
419,744
+18,092
+5% +$256K
CHY
924
Calamos Convertible and High Income Fund
CHY
$1.01B
$5.94M 0.02%
521,831
+54,496
+12% +$607K
NML
925
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$5.93M 0.02%
585,096
+33,759
+6% +$340K
35 36
37
38 39

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.