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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
901
Ionis Pharmaceuticals
IONS
$9B
$8.5M 0.02%
196,605
+18,742
+11% +$908K
GG
902
DELISTED
Goldcorp Inc
GG
$8.47M 0.02%
346,501
-45,113
-12% -$1.15M
PBR.A icon
903
Petrobras Class A
PBR.A
$106B
$8.46M 0.02%
610,380
+64,406
+12% +$793K
GLO
904
Clough Global Opportunities Fund
GLO
$253M
$8.44M 0.02%
662,465
-102,538
-13% -$1.32M
TYN
905
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
$8.42M 0.02%
289,482
-11,428
-4% -$323K
VTOL icon
906
Bristow Group
VTOL
$1.26B
$8.41M 0.02%
143,557
-3,573
-2% -$210K
LECO icon
907
Lincoln Electric
LECO
$15.2B
$8.4M 0.02%
116,716
+3,293
+3% +$236K
TRMB icon
908
Trimble
TRMB
$13.6B
$8.4M 0.02%
216,244
-794,480
-79% -$28.6M
SNN icon
909
Smith & Nephew
SNN
$12.6B
$8.4M 0.02%
274,605
+79,875
+41% +$2.42M
ICPT
910
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$8.38M 0.02%
25,412
-30,302
-54% -$10.2M
HYG icon
911
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$8.37M 0.02%
60,906
– –
DKS icon
912
Dick's Sporting Goods
DKS
$17.9B
$8.33M 0.02%
152,544
+31,196
+26% +$1.69M
PDT
913
John Hancock Premium Dividend Fund
PDT
$626M
$8.31M 0.02%
641,926
+87,903
+16% +$1.08M
CHY
914
Calamos Convertible and High Income Fund
CHY
$1.04B
$8.31M 0.02%
616,501
-7,892
-1% -$106K
IRR
915
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$8.28M 0.02%
784,127
-78,447
-9% -$784K
FLG
916
Flagstar Bank National Association
FLG
$5.99B
$8.28M 0.02%
171,668
+42,491
+33% +$2.07M
IQI icon
917
Invesco Quality Municipal Securities
IQI
$529M
$8.27M 0.02%
700,245
+322
+0% +$3.77K
RGR icon
918
Sturm, Ruger & Co
RGR
$614M
$8.22M 0.02%
137,498
+55,319
+67% +$3.89M
NRK icon
919
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$8.19M 0.02%
641,511
-53,452
-8% -$673K
NMO
920
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$8.16M 0.02%
639,935
-26,535
-4% -$335K
SRC
921
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$8.16M 0.02%
165,779
+100,092
+152% +$4.78M
AFT
922
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$8.16M 0.02%
447,111
+19,935
+5% +$364K
AEM icon
923
Agnico Eagle Mines
AEM
$83.1B
$8.04M 0.02%
265,154
-21,532
-8% -$675K
AGG icon
924
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.04M 0.02%
97,229
-2,871
-3% -$309K
CCG
925
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$8.03M 0.02%
924,696
-49,057
-5% -$437K
35 36
37
38 39

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.