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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFT
876
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$2.07M 0.02%
174,020
-17,525
-9% -$207K
NVR icon
877
NVR
NVR
$17B
$2.06M 0.01%
505
-136
-21% -$525K
PTCT icon
878
PTC Therapeutics
PTCT
$6.12B
$2.06M 0.01%
44,066
-7,690
-15% -$379K
PNI
879
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$2.05M 0.01%
191,092
+11,317
+6% +$122K
RMD icon
880
ResMed
RMD
$30.7B
$2.05M 0.01%
11,940
-8,507
-42% -$1.57M
ALSN icon
881
Allison Transmission
ALSN
$9.82B
$2.04M 0.01%
58,176
-36,151
-38% -$1.31M
BANF icon
882
BancFirst
BANF
$3.8B
$2.04M 0.01%
49,924
-4,131
-8% -$174K
MKSI icon
883
MKS Inc
MKSI
$20.6B
$2.04M 0.01%
18,634
+846
+5% +$99.1K
BBWI icon
884
Bath & Body Works
BBWI
$4.1B
$2.03M 0.01%
79,093
-32,728
-29% -$669K
MRCY icon
885
Mercury Systems
MRCY
$6.52B
$2.03M 0.01%
26,238
+3,321
+14% +$252K
GSK icon
886
GSK
GSK
$106B
$2.03M 0.01%
43,162
-7,144
-14% -$358K
KMX icon
887
CarMax
KMX
$8.26B
$2.03M 0.01%
22,101
-1,266
-5% -$126K
CACI icon
888
CACI
CACI
$14.2B
$2.02M 0.01%
9,484
+828
+10% +$179K
LH icon
889
Labcorp
LH
$25.9B
$2.02M 0.01%
12,464
-6,539
-34% -$1.04M
FEN
890
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.01M 0.01%
222,072
-11,369
-5% -$113K
CBOE icon
891
Cboe Global Markets
CBOE
$29.9B
$2.01M 0.01%
22,875
-1,368
-6% -$123K
CTRE icon
892
CareTrust REIT
CTRE
$9.74B
$2M 0.01%
112,632
+20,700
+23% +$376K
POST icon
893
Post Holdings
POST
$3.57B
$2M 0.01%
35,607
-3,410
-9% -$195K
WST icon
894
West Pharmaceutical
WST
$24.9B
$2M 0.01%
7,291
-1,301
-15% -$344K
AZO icon
895
AutoZone
AZO
$51.1B
$2M 0.01%
1,699
-904
-35% -$1.07M
IR icon
896
Ingersoll Rand
IR
$33.7B
$2M 0.01%
56,181
-1,833
-3% -$61.4K
NKTR icon
897
Nektar Therapeutics
NKTR
$2.58B
$2M 0.01%
8,031
-1,986
-20% -$625K
NVS icon
898
Novartis
NVS
$297B
$2M 0.01%
22,963
-5,345
-19% -$463K
ESNT icon
899
Essent Group
ESNT
$6.33B
$1.99M 0.01%
53,874
+13,932
+35% +$498K
QDEL icon
900
QuidelOrtho
QDEL
$838M
$1.99M 0.01%
9,070
+1,075
+13% +$240K
34 35
36
37 38

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.