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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SINA
876
PUT
DELISTED
Sina Corp
SINA
$10M 0.02%
244,100
+144,100
+144% +$6.76M
CBOE icon
877
Cboe Global Markets
CBOE
$30.4B
$10M 0.02%
187,514
-4,338
-2% -$222K
CIM
878
Chimera Investment
CIM
$1.06B
$10M 0.02%
219,801
+165,239
+303% +$7.96M
NML
879
Neuberger Energy Infrastructure and Income Fund Inc
NML
$579M
$9.99M 0.02%
461,047
+116,681
+34% +$2.41M
WOR icon
880
Worthington Enterprises
WOR
$2.89B
$9.98M 0.02%
434,960
-17,565
-4% -$437K
PKO
881
DELISTED
Pimco Income Opportunity Fund
PKO
$9.98M 0.02%
361,726
+198,166
+121% +$5.67M
NDP
882
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$9.97M 0.02%
50,390
+10,130
+25% +$2.18M
EFR
883
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$9.94M 0.02%
691,036
-55,058
-7% -$805K
ACIW icon
884
ACI Worldwide
ACIW
$5.79B
$9.94M 0.02%
529,918
-17,612
-3% -$330K
SHPG
885
DELISTED
Shire pic
SHPG
$9.9M 0.02%
38,237
+20,638
+117% +$5.12M
PCYC
886
DELISTED
PHARMACYCLICS INC
PCYC
$9.86M 0.02%
83,983
-5,195
-6% -$592K
GGG icon
887
Graco
GGG
$13.3B
$9.84M 0.02%
404,472
-31,473
-7% -$797K
AGG icon
888
iShares Core US Aggregate Bond ETF
AGG
$138B
$9.8M 0.02%
89,809
-4,672
-5% -$510K
SIR
889
DELISTED
SELECT INCOME REIT
SIR
$9.78M 0.02%
924,872
+609,418
+193% +$7.37M
NSL
890
DELISTED
NUVEEN SENIOR INCM FD
NSL
$9.77M 0.02%
1,461,014
-50,193
-3% -$347K
BGH
891
Barings Global Short Duration High Yield Fund
BGH
$286M
$9.76M 0.02%
428,546
+113,142
+36% +$2.68M
AY
892
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$9.73M 0.02%
+273,575
New +$10.3M
MIC
893
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$9.7M 0.02%
145,417
+126,687
+676% +$8.82M
MGU
894
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$9.67M 0.02%
391,517
+40,720
+12% +$1.05M
CTXS
895
PUT
DELISTED
Citrix Systems Inc
CTXS
$9.67M 0.02%
+170,286
New +$9.26M
BTZ icon
896
BlackRock Credit Allocation Income Trust
BTZ
$935M
$9.66M 0.02%
725,400
-21,012
-3% -$284K
RDN icon
897
Radian Group
RDN
$5.26B
$9.65M 0.02%
676,565
+661,602
+4,422% +$9.26M
PGF icon
898
Invesco Financial Preferred ETF
PGF
$676M
$9.64M 0.02%
535,464
+190,132
+55% +$3.44M
RSE
899
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$9.61M 0.02%
594,215
-79,313
-12% -$1.37M
EPB
900
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$9.58M 0.02%
238,546
-359,020
-60% -$13.7M
34 35
36
37 38

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.