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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
876
Broadridge
BR
$18.9B
$9.16M 0.03%
246,695
+28,765
+13% +$1.08M
JCE icon
877
Nuveen Core Equity Alpha Fund
JCE
$288M
$9.13M 0.03%
520,804
+27,682
+6% +$475K
RYAAY icon
878
Ryanair
RYAAY
$31.8B
$9.1M 0.03%
377,157
+110,914
+42% +$2.43M
PGX icon
879
Invesco Preferred ETF
PGX
$3.8B
$9.1M 0.03%
637,845
+65,504
+11% +$915K
RRTS
880
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$9.07M 0.03%
14,367
+8,763
+156% +$5.52M
CBU icon
881
Community Bank
CBU
$3.5B
$9.04M 0.03%
+231,644
New +$8.59M
EWBC icon
882
East-West Bancorp
EWBC
$18.3B
$9.04M 0.03%
247,538
+41,295
+20% +$1.45M
KG
883
Kestrel Group
KG
$70.5M
$9.01M 0.03%
+36,110
New +$8.34M
HNI icon
884
HNI Corp
HNI
$3.49B
$8.95M 0.03%
244,758
+4,389
+2% +$157K
TRMK icon
885
Trustmark
TRMK
$2.82B
$8.94M 0.03%
352,798
+205,840
+140% +$5.12M
SBAC icon
886
SBA Communications
SBAC
$18.6B
$8.93M 0.03%
98,181
+12,725
+15% +$1.18M
CIEN icon
887
Ciena
CIEN
$59B
$8.9M 0.03%
391,495
-35,201
-8% -$828K
NHS
888
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$8.81M 0.03%
646,490
+12,149
+2% +$165K
BMO icon
889
Bank of Montreal
BMO
$128B
$8.77M 0.03%
130,947
-67,784
-34% -$4.4M
VOO icon
890
Vanguard S&P 500 ETF
VOO
$1.01T
$8.72M 0.02%
50,892
– –
CHKP icon
891
Check Point Software Technologies
CHKP
$12.8B
$8.71M 0.02%
128,874
+9,110
+8% +$602K
SGEN
892
DELISTED
Seagen Inc. Common Stock
SGEN
$8.7M 0.02%
190,934
+8,262
+5% +$395K
MDVN
893
DELISTED
MEDIVATION, INC.
MDVN
$8.67M 0.02%
269,288
+50,882
+23% +$1.88M
SOL
894
DELISTED
Emeren Group
SOL
$8.64M 0.02%
538,549
-51,282
-9% -$949K
IQV icon
895
IQVIA
IQV
$39B
$8.59M 0.02%
169,222
-48,156
-22% -$2.43M
ALKS icon
896
Alkermes
ALKS
$8.36B
$8.57M 0.02%
194,410
+22,207
+13% +$1.06M
FIF
897
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$8.53M 0.02%
405,519
-27,588
-6% -$565K
TSLA icon
898
Tesla
TSLA
$1.27T
$8.51M 0.02%
612,480
-145,380
-19% -$1.95M
CLGX
899
DELISTED
Corelogic, Inc.
CLGX
$8.51M 0.02%
283,322
-65,188
-19% -$2.14M
SAIA icon
900
Saia
SAIA
$9.64B
$8.5M 0.02%
222,520
-340,374
-60% -$11.7M
34 35
36
37 38

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.