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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKP icon
851
Check Point Software Technologies
CHKP
$12.8B
$6.61M 0.02%
66,532
-3,519
-5% -$363K
MSA icon
852
Mine Safety
MSA
$7.48B
$6.6M 0.02%
79,327
-2,864
-3% -$230K
PGX icon
853
Invesco Preferred ETF
PGX
$3.78B
$6.55M 0.02%
448,686
-60,068
-12% -$876K
TCPC icon
854
BlackRock TCP Capital
TCPC
$327M
$6.54M 0.02%
460,286
-86,208
-16% -$1.27M
CEM
855
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$6.54M 0.02%
103,964
+6,649
+7% +$511K
GNTX icon
856
Gentex
GNTX
$4.96B
$6.52M 0.02%
283,140
-26,010
-8% -$592K
VTN icon
857
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$6.52M 0.02%
508,266
-5,164
-1% -$68.5K
NML
858
Neuberger Energy Infrastructure and Income Fund Inc
NML
$571M
$6.51M 0.02%
798,125
+69,343
+10% +$635K
UNIT
859
Uniti Group
UNIT
$2.33B
$6.51M 0.02%
400,738
+22,133
+6% +$356K
MHN
860
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$6.51M 0.02%
517,606
-5,975
-1% -$77.3K
EVN
861
Eaton Vance Municipal Income Trust
EVN
$419M
$6.5M 0.02%
555,403
-2,291
-0.4% -$27.1K
CTR
862
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$6.5M 0.02%
132,146
+5,044
+4% +$297K
TYL icon
863
Tyler Technologies
TYL
$12.5B
$6.49M 0.02%
30,756
-1,455
-5% -$291K
MLKN icon
864
MillerKnoll
MLKN
$1.61B
$6.49M 0.02%
203,072
-10,131
-5% -$384K
SMCI icon
865
Super Micro Computer
SMCI
$19B
$6.49M 0.02%
3,817,140
+690,050
+22% +$1.38M
SLAB icon
866
Silicon Laboratories
SLAB
$7.21B
$6.48M 0.02%
72,069
+1,583
+2% +$149K
MYN icon
867
BlackRock MuniYield New York Quality Fund
MYN
$374M
$6.47M 0.02%
537,215
-5,687
-1% -$70.7K
BYM
868
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$6.45M 0.02%
+490,476
New +$6.62M
VOD icon
869
Vodafone
VOD
$37B
$6.43M 0.02%
231,221
+5,613
+2% +$167K
AMH icon
870
American Homes 4 Rent
AMH
$12.4B
$6.43M 0.02%
320,024
-63,137
-16% -$1.26M
MQT
871
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$6.41M 0.02%
529,123
-6,404
-1% -$79.4K
BP icon
872
BP
BP
$109B
$6.41M 0.02%
170,157
+296
+0.2% +$11.2K
ULTI
873
DELISTED
Ultimate Software Group Inc
ULTI
$6.4M 0.02%
26,270
-807
-3% -$191K
GMZ
874
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$6.4M 0.02%
117,680
+5,339
+5% +$340K
EWBC icon
875
East-West Bancorp
EWBC
$18.1B
$6.39M 0.02%
102,165
-41,994
-29% -$2.75M
33 34
35
36 37

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.