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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
(-20%)
Cap. Flow
-$4.74B
Cap. Flow
% of AUM
-14.6%
Top 10 Holdings %
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$77.8M |
| 2 |
WRK
WestRock Company
WRK
|
+$56.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$54.4M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$48.1M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$46.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$84M |
| 2 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$81.1M |
| 3 |
HSP
HOSPIRA INC
HSP
|
+$76.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$58M |
| 5 |
Zions Bancorporation
ZION
|
+$54.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.02% |
| 2 | Technology | 11.49% |
| 3 | Consumer Discretionary | 11.12% |
| 4 | Financials | 10.82% |
| 5 | Industrials | 8.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Teva Pharmaceuticals
TEVA
$40.5B
| $7.76M | 0.02% |
137,488
-143,460
| -51% | -$9.3M |
|
852
Neurocrine Biosciences
NBIX
$16.4B
| $7.71M | 0.02% |
193,700
-37,622
| -16% | -$1.82M |
|
|
RDS.A
853
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $7.67M | 0.02% |
170,735
-154,285
| -47% | -$7.84M |
|
|
UN
854
DELISTED
Unilever NV New York Registry Shares
UN
| $7.67M | 0.02% |
190,826
-7,241
| -4% | -$305K |
|
|
EEP
855
DELISTED
Enbridge Energy Partners
EEP
| $7.64M | 0.02% |
309,192
-2,504
| -0.8% | -$71.9K |
|
|
PHD
856
DELISTED
Pioneer Floating Rate Fund
PHD
| $7.63M | 0.02% |
673,833
-72,911
| -10% | -$834K |
|
|
SNLN
857
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
| $7.63M | 0.02% |
412,445
+16,354
| +4% | +$308K |
|
858
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
| $7.6M | 0.02% |
1,055,985
-29,379
| -3% | -$225K |
|
|
DNY
859
DELISTED
DONNELLEY R R & SONS CO
DNY
| $7.58M | 0.02% |
520,309
-208,399
| -29% | -$3.03M |
|
860
Landstar System
LSTR
$6.09B
| $7.56M | 0.02% |
119,119
-9,558
| -7% | -$651K |
|
|
NIE
861
Virtus Equity & Convertible Income Fund
NIE
$729M
| $7.54M | 0.02% |
438,863
+11,679
| +3% | +$217K |
|
|
WPZ
862
DELISTED
Williams Partners L.P.
WPZ
| $7.51M | 0.02% |
235,283
+132,785
| +130% | +$5.56M |
|
863
W.P. Carey
WPC
$16.4B
| $7.49M | 0.02% |
132,336
+9,537
| +8% | +$555K |
|
|
KNGT
864
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
| $7.49M | 0.02% |
311,907
+235,888
| +310% | +$5.66M |
|
|
NPM
865
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
| $7.46M | 0.02% |
546,089
+36,441
| +7% | +$490K |
|
|
MDCO
866
DELISTED
Medicines Co
MDCO
| $7.45M | 0.02% |
196,303
-73,925
| -27% | -$2.59M |
|
867
Repligen
RGEN
$8.95B
| $7.45M | 0.02% |
267,392
-182
| -0.1% | -$6.58K |
|
|
BSJH
868
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $7.45M | 0.02% |
293,301
-16,954
| -5% | -$440K |
|
869
Vodafone
VOD
$35.4B
| $7.44M | 0.02% |
234,489
-263,384
| -53% | -$9.37M |
|
870
Ericsson
ERIC
$33B
| $7.43M | 0.02% |
760,079
+443,760
| +140% | +$4.49M |
|
871
LKQ Corp
LKQ
$6.1B
| $7.42M | 0.02% |
261,530
-14,029
| -5% | -$427K |
|
|
PKO
872
DELISTED
Pimco Income Opportunity Fund
PKO
| $7.4M | 0.02% |
324,023
-1,157
| -0.4% | -$27K |
|
|
FCT
873
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $7.39M | 0.02% |
587,461
+22,237
| +4% | +$291K |
|
|
FIF
874
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $7.39M | 0.02% |
461,981
+21,295
| +5% | +$386K |
|
875
Agios Pharmaceuticals
AGIO
$1.89B
| $7.38M | 0.02% |
104,505
-3,463
| -3% | -$338K |
|
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Guggenheim Capital's Q3 2015 Portfolio in Review
As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.
Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.
- Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
- Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
- Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
- Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
- Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
- Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.
Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.