We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNV
826
DELISTED
Synovus
SNV
$7.02M 0.02%
140,591
-42,029
-23% -$2.12M
THS
827
DELISTED
Treehouse Foods
THS
$7.01M 0.02%
183,261
+13,465
+8% +$586K
INN
828
Summit Hotel Properties
INN
$720M
$7.01M 0.02%
515,222
+8,197
+2% +$118K
OSK icon
829
Oshkosh
OSK
$9.47B
$7.01M 0.02%
90,717
-49,348
-35% -$4.21M
WTS icon
830
Watts Water Technologies
WTS
$12.6B
$6.97M 0.02%
89,720
+2,899
+3% +$226K
JFR icon
831
Nuveen Floating Rate Income Fund
JFR
$1.24B
$6.96M 0.02%
638,644
+34,699
+6% +$382K
CWT icon
832
California Water Service
CWT
$3.06B
$6.95M 0.02%
186,544
+4,867
+3% +$194K
TTE icon
833
TotalEnergies
TTE
$191B
$6.95M 0.02%
11,030,917
+7,228,479
+190% +$4.52M
VCV icon
834
Invesco California Value Municipal Income Trust
VCV
$520M
$6.93M 0.02%
593,822
+254
+0% +$3.06K
WP
835
DELISTED
Worldpay, Inc.
WP
$6.88M 0.02%
83,606
+5,408
+7% +$429K
PNFP icon
836
Pinnacle Financial Partners Inc
PNFP
$16.1B
$6.86M 0.02%
106,901
+89,357
+509% +$5.84M
MEN
837
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$6.83M 0.02%
642,770
-12,605
-2% -$137K
DCT
838
DELISTED
DCT Industrial Trust Inc.
DCT
$6.82M 0.02%
121,126
-8,427
-7% -$477K
PDM
839
Piedmont Realty Trust
PDM
$1.18B
$6.82M 0.02%
387,674
-2,505
-0.6% -$46.2K
KIO
840
KKR Income Opportunities Fund
KIO
$453M
$6.77M 0.02%
426,343
+25,574
+6% +$405K
CCK icon
841
Crown Holdings
CCK
$13.2B
$6.73M 0.02%
132,539
-82,235
-38% -$4.39M
SMM
842
DELISTED
Salient Midstream & MLP Fund
SMM
$6.72M 0.02%
738,224
-96,255
-12% -$1.01M
AEO icon
843
American Eagle Outfitters
AEO
$2.97B
$6.71M 0.02%
336,875
-246,863
-42% -$4.63M
NGG icon
844
National Grid
NGG
$80.8B
$6.71M 0.02%
134,425
+17,587
+15% +$858K
UNFI icon
845
United Natural Foods
UNFI
$2.9B
$6.69M 0.02%
155,746
-1,211
-0.8% -$54.8K
OCLR
846
DELISTED
Oclaro Inc.
OCLR
$6.67M 0.02%
697,957
+115,746
+20% +$869K
CM icon
847
Canadian Imperial Bank of Commerce
CM
$108B
$6.66M 0.02%
150,906
+45,410
+43% +$2.13M
EMB icon
848
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$6.66M 0.02%
59,022
-446
-0.7% -$50.7K
GSBD icon
849
Goldman Sachs BDC
GSBD
$1.02B
$6.65M 0.02%
347,823
-62,872
-15% -$1.31M
POOL icon
850
Pool Corp
POOL
$7.31B
$6.61M 0.02%
45,225
+4,020
+10% +$553K
32 33
34
35 36

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.