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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REXR icon
826
Rexford Industrial Realty
REXR
$8.4B
$6.92M 0.02%
298,512
-11,708
-4% -$257K
BXMX
827
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$6.91M 0.02%
543,589
-87,786
-14% -$1.12M
IBKC
828
DELISTED
IBERIABANK Corp
IBKC
$6.91M 0.02%
82,561
+18,898
+30% +$1.45M
FCPT icon
829
Four Corners Property Trust
FCPT
$2.78B
$6.87M 0.02%
334,838
-72,667
-18% -$1.43M
VCV icon
830
Invesco California Value Municipal Income Trust
VCV
$515M
$6.87M 0.02%
565,688
-36,344
-6% -$459K
MSM icon
831
MSC Industrial Direct
MSM
$6.98B
$6.86M 0.02%
74,288
+70,470
+1,846% +$5.81M
GMZ
832
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$6.86M 0.02%
100,788
+7,518
+8% +$495K
WOR icon
833
Worthington Enterprises
WOR
$2.78B
$6.85M 0.02%
234,188
+181,794
+347% +$5.85M
NIE
834
Virtus Equity & Convertible Income Fund
NIE
$723M
$6.85M 0.02%
371,454
+30,212
+9% +$557K
ICL icon
835
ICL Group
ICL
$6.56B
$6.83M 0.02%
1,663,947
-14,821
-0.9% -$57.1K
IT icon
836
Gartner
IT
$10.1B
$6.83M 0.02%
67,604
+45
+0.1% +$4.35K
FSK icon
837
FS KKR Capital
FSK
$3.11B
$6.81M 0.02%
165,384
+29,618
+22% +$1.16M
LW icon
838
Lamb Weston
LW
$7.29B
$6.81M 0.02%
+180,004
New +$6.14M
MMS icon
839
Maximus
MMS
$3.27B
$6.81M 0.02%
122,099
-43,832
-26% -$2.38M
SLRC icon
840
SLR Investment Corp
SLRC
$709M
$6.77M 0.02%
325,127
+50,601
+18% +$1.03M
SFL icon
841
SFL Corp
SFL
$1.65B
$6.74M 0.02%
453,922
+100,076
+28% +$1.4M
BANC icon
842
Banc of California
BANC
$3.05B
$6.73M 0.02%
387,722
+377,396
+3,655% +$5.79M
IPGP icon
843
IPG Photonics
IPGP
$3.7B
$6.73M 0.02%
68,141
-43,393
-39% -$4.05M
ATR icon
844
AptarGroup
ATR
$8.7B
$6.71M 0.02%
91,288
-6,951
-7% -$517K
GXP
845
DELISTED
Great Plains Energy Incorporated
GXP
$6.67M 0.02%
244,057
+3,990
+2% +$109K
STWD icon
846
Starwood Property Trust
STWD
$5.92B
$6.67M 0.02%
303,830
+89,268
+42% +$1.97M
KEYS icon
847
Keysight
KEYS
$55B
$6.66M 0.02%
182,154
-8,673
-5% -$299K
WAFD icon
848
WaFd
WAFD
$2.76B
$6.66M 0.02%
193,766
+166,144
+601% +$5.08M
FEN
849
DELISTED
First Trust Energy Income and Growth Fund
FEN
$6.65M 0.02%
250,724
-28,130
-10% -$721K
OIA icon
850
Invesco Municipal Income Opportunities Trust
OIA
$287M
$6.65M 0.02%
927,836
-194,258
-17% -$1.46M
32 33
34
35 36

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.