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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$631M
Cap. Flow %
1.84%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLW icon
826
BlackRock Limited Duration Income Trust
BLW
$491M
$8.16M 0.02%
559,422
-98,126
-15% -$1.42M
UMPQ
827
DELISTED
Umpqua Holdings Corp
UMPQ
$8.15M 0.02%
512,649
+112,325
+28% +$1.9M
CBOE icon
828
Cboe Global Markets
CBOE
$30.3B
$8.13M 0.02%
125,310
+111,537
+810% +$7.54M
BUI icon
829
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$723M
$8.12M 0.02%
483,556
-71,789
-13% -$1.21M
ACC
830
DELISTED
American Campus Communities, Inc.
ACC
$8.11M 0.02%
196,250
+125,653
+178% +$4.96M
RDS.A
831
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$8.08M 0.02%
186,042
+15,307
+9% +$729K
VTA
832
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$8.07M 0.02%
765,421
+30,652
+4% +$327K
UN
833
DELISTED
Unilever NV New York Registry Shares
UN
$8.06M 0.02%
186,028
-4,798
-3% -$210K
NTES icon
834
NetEase
NTES
$81.7B
$8.05M 0.02%
222,165
+16,720
+8% +$521K
NCV
835
Virtus Convertible & Income Fund
NCV
$384M
$8.02M 0.02%
361,833
-15,016
-4% -$355K
APLP
836
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$8M 0.02%
649,723
+311,921
+92% +$5.02M
INFY icon
837
Infosys
INFY
$50.3B
$7.9M 0.02%
943,672
+310,842
+49% +$2.69M
TMUS icon
838
T-Mobile US
TMUS
$185B
$7.9M 0.02%
201,859
+191,532
+1,855% +$7.4M
TRMB icon
839
Trimble
TRMB
$13.7B
$7.89M 0.02%
367,861
+324,160
+742% +$6.74M
UNIT
840
Uniti Group
UNIT
$2.34B
$7.83M 0.02%
418,755
+70,803
+20% +$1.36M
AMID
841
DELISTED
American Midstream Partners, LP
AMID
$7.81M 0.02%
+965,529
New +$9.02M
OKS
842
DELISTED
Oneok Partners LP
OKS
$7.8M 0.02%
258,766
-86,626
-25% -$2.63M
AVNS
843
DELISTED
Avanos Medical
AVNS
$7.79M 0.02%
233,137
-54,168
-19% -$1.68M
CHT icon
844
Chunghwa Telecom
CHT
$32.6B
$7.75M 0.02%
258,160
+75,523
+41% +$2.3M
HZNP
845
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$7.75M 0.02%
357,527
+69,684
+24% +$1.36M
CTR
846
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$7.72M 0.02%
125,472
+5,967
+5% +$417K
AZN icon
847
AstraZeneca
AZN
$251B
$7.71M 0.02%
113,538
-63,841
-36% -$4.19M
MMLP icon
848
Martin Midstream Partners
MMLP
$92.7M
$7.71M 0.02%
355,089
+162,840
+85% +$4.1M
LXP icon
849
LXP Industrial Trust
LXP
$3.57B
$7.61M 0.02%
190,310
+69,307
+57% +$2.94M
CDNS icon
850
Cadence Design Systems
CDNS
$92.6B
$7.6M 0.02%
365,258
-675,822
-65% -$14.7M
32 33
34
35 36

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.