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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYS
826
DELISTED
CYS Investments Inc.
CYS
$10.2M 0.03%
1,175,369
-51,954
-4% -$465K
UTIW
827
DELISTED
UTI WORLDWIDE INC
UTIW
$10.2M 0.03%
847,601
+263,041
+45% +$2.95M
MYGN icon
828
Myriad Genetics
MYGN
$289M
$10.2M 0.03%
299,373
-46,132
-13% -$1.64M
UDR icon
829
UDR
UDR
$12.4B
$10.2M 0.03%
329,547
+157,170
+91% +$4.71M
ZBRA icon
830
Zebra Technologies
ZBRA
$13.9B
$10.1M 0.03%
130,246
+126,418
+3,302% +$9.11M
BPT
831
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$10.1M 0.03%
148,925
-17,239
-10% -$1.37M
MTX icon
832
Minerals Technologies
MTX
$2.34B
$9.99M 0.03%
143,795
+136,585
+1,894% +$9.5M
AGG icon
833
iShares Core US Aggregate Bond ETF
AGG
$137B
$9.95M 0.03%
90,357
+548
+0.6% +$60.3K
WRI
834
DELISTED
Weingarten Realty Investors
WRI
$9.92M 0.02%
284,154
+247,097
+667% +$8.6M
NIE
835
Virtus Equity & Convertible Income Fund
NIE
$723M
$9.92M 0.02%
479,759
-68,925
-13% -$1.41M
CPA icon
836
Copa Holdings
CPA
$5.96B
$9.91M 0.02%
95,620
-13,461
-12% -$1.43M
ABB
837
DELISTED
ABB Ltd
ABB
$9.89M 0.02%
467,551
-23,839
-5% -$516K
EIG icon
838
Employers Holdings
EIG
$910M
$9.87M 0.02%
419,842
-547,415
-57% -$11.4M
LYV icon
839
Live Nation Entertainment
LYV
$42.3B
$9.87M 0.02%
378,022
+363,865
+2,570% +$9.17M
JKS
840
JinkoSolar
JKS
$824M
$9.87M 0.02%
500,659
+52,236
+12% +$1.17M
SID icon
841
Companhia Siderúrgica Nacional
SID
$1.23B
$9.84M 0.02%
4,732,654
+4,268,657
+920% +$11.8M
FIF
842
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$9.81M 0.02%
412,737
-80,426
-16% -$1.86M
CHY
843
Calamos Convertible and High Income Fund
CHY
$1.02B
$9.79M 0.02%
707,918
-9,202
-1% -$130K
AGU
844
DELISTED
Agrium
AGU
$9.79M 0.02%
103,333
-22,996
-18% -$2.15M
HYT icon
845
BlackRock Corporate High Yield Fund
HYT
$1.36B
$9.75M 0.02%
855,046
-1,414,604
-62% -$16.4M
CRI icon
846
Carter's
CRI
$1.46B
$9.73M 0.02%
111,487
+11,004
+11% +$888K
IGA
847
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$9.66M 0.02%
841,488
-32,568
-4% -$386K
GEO icon
848
The GEO Group
GEO
$4.19B
$9.54M 0.02%
354,446
+15,318
+5% +$399K
XLY icon
849
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$9.5M 0.02%
263,400
-93,000
-26% -$3.19M
VOO icon
850
Vanguard S&P 500 ETF
VOO
$993B
$9.5M 0.02%
50,414
+1,066
+2% +$196K
32 33
34
35 36

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.