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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWLT
826
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$11.6M 0.03%
367,982
+143,722
+64% +$4.7M
HTD
827
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$908M
$11.6M 0.03%
564,111
+31,843
+6% +$659K
TRP icon
828
TC Energy
TRP
$68.5B
$11.6M 0.03%
224,392
+174,392
+349% +$9.01M
CNVR
829
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$11.5M 0.03%
335,504
-9,206
-3% -$251K
GSK icon
830
GSK
GSK
$103B
$11.5M 0.03%
199,758
-147,873
-43% -$9.07M
IQV icon
831
IQVIA
IQV
$37.5B
$11.5M 0.03%
205,456
+13,283
+7% +$742K
SVU
832
DELISTED
SUPERVALU Inc.
SVU
$11.4M 0.03%
182,651
-4,444
-2% -$286K
TWTC
833
DELISTED
TW TELECOM INC CL A COM
TWTC
$11.4M 0.03%
274,018
+148,769
+119% +$6.05M
ARCB icon
834
ArcBest
ARCB
$3.22B
$11.4M 0.03%
305,578
+191,084
+167% +$7.24M
VTA
835
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$11.4M 0.03%
920,955
-129,929
-12% -$1.65M
FWONA icon
836
Liberty Media Series A
FWONA
$22.4B
$11.3M 0.03%
472,431
-1,053,087
-69% -$25.9M
LKQ icon
837
LKQ Corp
LKQ
$6.03B
$11.2M 0.03%
422,931
-14,909
-3% -$401K
AGU
838
DELISTED
Agrium
AGU
$11.2M 0.03%
126,329
+22,912
+22% +$2.1M
RY icon
839
Royal Bank of Canada
RY
$291B
$11.2M 0.03%
156,314
+126,454
+423% +$9.31M
BNS icon
840
Scotiabank
BNS
$107B
$11.2M 0.03%
192,493
+155,622
+422% +$9.7M
PDT
841
John Hancock Premium Dividend Fund
PDT
$632M
$11.1M 0.03%
846,631
+96,286
+13% +$1.28M
JAH
842
DELISTED
JARDEN CORPORATION
JAH
$11.1M 0.03%
276,828
-8,157
-3% -$319K
BMRN icon
843
BioMarin Pharmaceuticals
BMRN
$11.7B
$11.1M 0.03%
153,445
+900
+0.6% +$59.1K
ABB
844
DELISTED
ABB Ltd
ABB
$11M 0.03%
491,390
+47,232
+11% +$1.08M
SLM icon
845
SLM Corp
SLM
$5.21B
$11M 0.03%
1,285,197
-1,470,604
-53% -$12.9M
TERP
846
DELISTED
TerraForm Power, Inc
TERP
$11M 0.03%
+380,973
New +$11.9M
PBA icon
847
Pembina Pipeline
PBA
$27.9B
$11M 0.03%
260,813
+104,072
+66% +$4.59M
GLNG icon
848
Golar LNG
GLNG
$5.03B
$11M 0.03%
165,472
+100,731
+156% +$6.38M
NIE
849
Virtus Equity & Convertible Income Fund
NIE
$729M
$10.9M 0.03%
548,684
-8,736
-2% -$177K
ITUB icon
850
Itaú Unibanco
ITUB
$92.5B
$10.8M 0.03%
1,944,984
+105,546
+6% +$673K
32 33
34
35 36

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.