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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
826
Plains All American Pipeline
PAA
$17.3B
$11.1M 0.03%
185,607
-49,951
-21% -$2.84M
HTD
827
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$11.1M 0.03%
532,268
+35,249
+7% +$717K
SBS icon
828
Sabesp
SBS
$19.1B
$11.1M 0.03%
5,351,991
-63,224
-1% -$121K
SVC
829
Service Properties Trust
SVC
$1.04B
$11.1M 0.03%
73,701
-52,669
-42% -$7.7M
EFR
830
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$11.1M 0.03%
746,094
-115,219
-13% -$1.71M
OHI icon
831
Omega Healthcare
OHI
$15.1B
$11M 0.03%
297,688
-82,701
-22% -$2.95M
AL
832
DELISTED
Air Lease Corp
AL
$10.9M 0.03%
283,591
+195,222
+221% +$7.47M
AZZ icon
833
AZZ Inc
AZZ
$4.35B
$10.9M 0.03%
236,262
-5,005
-2% -$221K
TSLA icon
834
Tesla
TSLA
$1.23T
$10.8M 0.03%
675,945
+63,465
+10% +$885K
VCIT icon
835
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$10.8M 0.03%
124,960
+44,698
+56% +$3.84M
SNN icon
836
Smith & Nephew
SNN
$13.3B
$10.8M 0.03%
301,873
+27,268
+10% +$892K
OPLN
837
Openlane
OPLN
$4.21B
$10.8M 0.03%
893,234
+457,891
+105% +$5.29M
SVU
838
DELISTED
SUPERVALU Inc.
SVU
$10.8M 0.03%
187,095
-16,682
-8% -$860K
FBIN icon
839
Fortune Brands Innovations
FBIN
$5.88B
$10.7M 0.03%
314,375
-918,055
-74% -$31.5M
NSL
840
DELISTED
NUVEEN SENIOR INCM FD
NSL
$10.7M 0.03%
1,511,207
-264,406
-15% -$1.85M
ITUB icon
841
Itaú Unibanco
ITUB
$93.2B
$10.6M 0.03%
1,839,438
-137,535
-7% -$810K
CHI
842
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$10.6M 0.03%
754,731
+5,839
+0.8% +$80.3K
GM icon
843
CALL
General Motors
GM
$80.4B
$10.6M 0.03%
288,700
+101,200
+54% +$3.53M
OSK icon
844
Oshkosh
OSK
$8.79B
$10.5M 0.03%
189,484
-197,918
-51% -$10.9M
JLA
845
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$10.5M 0.03%
790,126
+28,845
+4% +$380K
WAFD icon
846
WaFd
WAFD
$2.72B
$10.4M 0.03%
463,802
-47,464
-9% -$1.04M
TD icon
847
Toronto Dominion Bank
TD
$198B
$10.4M 0.03%
202,128
+115,055
+132% +$5.58M
CVE icon
848
Cenovus Energy
CVE
$55.7B
$10.4M 0.03%
320,858
+299,354
+1,392% +$8.9M
BCH icon
849
Banco de Chile
BCH
$20.9B
$10.4M 0.03%
436,020
+151,382
+53% +$3.56M
CHY
850
Calamos Convertible and High Income Fund
CHY
$1.01B
$10.4M 0.03%
701,111
+84,610
+14% +$1.21M
32 33
34
35 36

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.