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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFT
801
Eaton Vance Floating-Rate Income Trust
EFT
$287M
$8.9M 0.03%
671,868
-491
-0.1% -$6.75K
EOS
802
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$8.86M 0.03%
701,077
+106,348
+18% +$1.45M
BXMX
803
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$8.82M 0.03%
729,308
+63,570
+10% +$809K
NCV
804
Virtus Convertible & Income Fund
NCV
$388M
$8.79M 0.03%
376,849
+130,516
+53% +$3.74M
ZBRA icon
805
Zebra Technologies
ZBRA
$17.6B
$8.76M 0.03%
114,452
-6,900
-6% -$651K
ULTI
806
DELISTED
Ultimate Software Group Inc
ULTI
$8.76M 0.03%
48,942
-4,673
-9% -$835K
PDT
807
John Hancock Premium Dividend Fund
PDT
$625M
$8.74M 0.03%
696,041
-35,466
-5% -$468K
NE
808
DELISTED
Noble Corporation
NE
$8.65M 0.03%
793,050
-2,462,915
-76% -$31M
UL icon
809
Unilever
UL
$139B
$8.65M 0.03%
188,549
-9,963
-5% -$476K
EAD
810
Allspring Income Opportunities Fund
EAD
$378M
$8.64M 0.03%
1,141,570
-297,054
-21% -$2.37M
HTR
811
DELISTED
Brookfield Total Return Fund Inc
HTR
$8.63M 0.03%
404,942
-124,967
-24% -$2.79M
GOF icon
812
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
– –
0
– –
DPZ icon
813
Domino's
DPZ
$12.1B
$8.57M 0.03%
79,402
-5,248
-6% -$583K
CRI icon
814
Carter's
CRI
$1.47B
$8.56M 0.03%
94,471
-5,244
-5% -$525K
BC icon
815
Brunswick
BC
$5.43B
$8.56M 0.03%
178,799
-4,250
-2% -$216K
SIR
816
DELISTED
SELECT INCOME REIT
SIR
$8.56M 0.03%
1,023,987
+324,559
+46% +$2.82M
EVT icon
817
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.14B
$8.51M 0.03%
463,206
-25,760
-5% -$505K
ITT icon
818
ITT
ITT
$18.2B
$8.49M 0.03%
253,863
-82,054
-24% -$3.04M
CLVS
819
DELISTED
Clovis Oncology, Inc.
CLVS
$8.45M 0.03%
91,867
-12,609
-12% -$1.09M
JASO
820
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$8.39M 0.03%
1,076,218
-200,166
-16% -$1.54M
LGND icon
821
Ligand Pharmaceuticals
LGND
$6.06B
$8.34M 0.03%
156,121
-32,677
-17% -$1.98M
SVC
822
Service Properties Trust
SVC
$1.02B
$8.34M 0.03%
65,630
-49,132
-43% -$6.65M
CFR icon
823
Cullen/Frost Bankers
CFR
$10.3B
$8.28M 0.03%
130,198
+72,154
+124% +$4.92M
FICO icon
824
Fair Isaac
FICO
$23.6B
$8.26M 0.03%
97,758
-7,478
-7% -$659K
CTR
825
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.22M 0.03%
119,505
+1,813
+2% +$148K
31 32
33
34 35

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.