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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTR
801
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$11.5M 0.03%
116,133
-15,454
-12% -$1.58M
RNR icon
802
RenaissanceRe
RNR
$13.4B
$11.5M 0.03%
115,578
-9,233
-7% -$923K
LXP icon
803
LXP Industrial Trust
LXP
$3.57B
$11.4M 0.03%
232,873
+105,886
+83% +$5.73M
E icon
804
ENI
E
$78.5B
$11.4M 0.03%
329,993
+8,417
+3% +$292K
BTI icon
805
British American Tobacco
BTI
$127B
$11.4M 0.03%
219,680
+10,806
+5% +$599K
EVT icon
806
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.13B
$11.4M 0.03%
550,820
-25,264
-4% -$521K
ETB
807
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$455M
$11.3M 0.03%
715,542
-47,095
-6% -$752K
PBYI icon
808
Puma Biotechnology
PBYI
$414M
$11.3M 0.03%
47,970
+997
+2% +$213K
PHD
809
DELISTED
Pioneer Floating Rate Fund
PHD
$11.3M 0.03%
969,030
-94,372
-9% -$1.08M
PDT
810
John Hancock Premium Dividend Fund
PDT
$622M
$11.3M 0.03%
809,746
-28,091
-3% -$394K
TWTR
811
DELISTED
Twitter, Inc.
TWTR
$11.2M 0.03%
224,451
-251,961
-53% -$11.2M
BDJ icon
812
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$11.2M 0.03%
1,367,004
+5,464
+0.4% +$44.6K
EEP
813
DELISTED
Enbridge Energy Partners
EEP
$11.2M 0.03%
311,623
-61,027
-16% -$2.34M
BSJG
814
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$11.2M 0.03%
425,529
-286,685
-40% -$7.51M
BSJH
815
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$11.2M 0.03%
423,870
-59,544
-12% -$1.57M
QGENF
816
DELISTED
QIAGEN NV
QGENF
$11.2M 0.03%
444,554
+4,713
+1% +$119K
LYB icon
817
LyondellBasell Industries
LYB
$19.8B
$11.2M 0.03%
127,392
-428,915
-77% -$36.1M
FIF
818
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$11.2M 0.03%
490,192
+77,455
+19% +$1.77M
EMES
819
DELISTED
Emerge Energy Services LP
EMES
$11.1M 0.03%
234,670
+73,076
+45% +$3.84M
CPHD
820
DELISTED
Cepheid Inc
CPHD
$11.1M 0.03%
195,414
+24,976
+15% +$1.4M
SU icon
821
Suncor Energy
SU
$72.5B
$11.1M 0.03%
379,598
-4,533
-1% -$135K
CHKP icon
822
Check Point Software Technologies
CHKP
$12.8B
$11.1M 0.03%
135,170
+4,405
+3% +$356K
BSJI
823
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$11.1M 0.03%
426,214
-59,532
-12% -$1.54M
RS icon
824
Reliance Steel & Aluminium
RS
$21.3B
$11M 0.03%
180,839
+109,695
+154% +$6.17M
ISD
825
PGIM High Yield Bond Fund
ISD
$418M
$10.9M 0.03%
672,995
+16,141
+2% +$265K
31 32
33
34 35

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.