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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETB
801
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$11.7M 0.03%
758,745
-53,175
-7% -$809K
SNP
802
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$11.7M 0.03%
131,021
+70,312
+116% +$5.76M
RSE
803
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$11.7M 0.03%
679,760
+133,338
+24% +$2.43M
JASO
804
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$11.7M 0.03%
1,150,496
-91,834
-7% -$925K
WOR icon
805
Worthington Enterprises
WOR
$2.9B
$11.7M 0.03%
495,805
+28,844
+6% +$719K
AYR
806
DELISTED
Aircastle Ltd
AYR
$11.7M 0.03%
602,823
+393,441
+188% +$7.49M
CYS
807
DELISTED
CYS Investments Inc.
CYS
$11.6M 0.03%
1,401,245
-496,077
-26% -$4.1M
ATO icon
808
Atmos Energy
ATO
$28.5B
$11.5M 0.03%
244,821
+199,267
+437% +$9.18M
IGA
809
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$11.5M 0.03%
963,612
-49,422
-5% -$582K
HAIN icon
810
Hain Celestial
HAIN
$49.3M
$11.5M 0.03%
251,816
-27,642
-10% -$1.26M
LINE
811
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$11.5M 0.03%
404,591
-70,800
-15% -$2.23M
MXIM
812
DELISTED
Maxim Integrated Products
MXIM
$11.4M 0.03%
344,873
-200,585
-37% -$6.16M
EAT icon
813
Brinker International
EAT
$9.61B
$11.4M 0.03%
216,628
-1,918
-0.9% -$96K
QIHU
814
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$11.3M 0.03%
113,530
+10,613
+10% +$1.06M
GGG icon
815
Graco
GGG
$13.3B
$11.2M 0.03%
449,451
+44,280
+11% +$1.11M
INCY icon
816
Incyte
INCY
$24.4B
$11.1M 0.03%
207,529
+16,170
+8% +$1M
MWE
817
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$11M 0.03%
168,261
+44,656
+36% +$3.01M
SMF
818
DELISTED
SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF
$11M 0.03%
369,181
+29,358
+9% +$842K
ABB
819
DELISTED
ABB Ltd
ABB
$10.9M 0.03%
422,158
+88,427
+26% +$2.25M
IBOC icon
820
International Bancshares
IBOC
$4.73B
$10.9M 0.03%
433,126
-57,125
-12% -$1.38M
CNVR
821
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$10.8M 0.03%
384,427
+14,227
+4% +$341K
SDRL
822
DELISTED
Seadrill Limited Common Stock
SDRL
$10.8M 0.03%
1,147
-285
-20% -$2.8M
SABA
823
Saba Capital Income & Opportunities Fund II
SABA
$224M
$10.8M 0.03%
670,559
+96,617
+17% +$1.52M
AZZ icon
824
AZZ Inc
AZZ
$4.61B
$10.8M 0.03%
241,267
-12,976
-5% -$561K
LXK
825
DELISTED
Lexmark Intl Inc
LXK
$10.8M 0.03%
232,255
-237,136
-51% -$9.52M
31 32
33
34 35

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.