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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPLN
776
Openlane
OPLN
$4.62B
$3.42M 0.03%
139,316
+2,492
+2% +$63.8K
AMP icon
777
Ameriprise Financial
AMP
$49.5B
$3.42M 0.03%
23,237
-531
-2% -$74.4K
MIC
778
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$3.42M 0.03%
86,547
+2,029
+2% +$80.1K
GDO
779
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$3.42M 0.03%
196,026
+28,001
+17% +$483K
BTA
780
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$3.41M 0.03%
270,342
+51,007
+23% +$651K
IDE
781
Voya Infrastructure, Industrials and Materials Fund
IDE
$197M
$3.41M 0.03%
298,006
+41,637
+16% +$479K
TTP
782
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.41M 0.03%
64,257
-12,433
-16% -$675K
SCCO icon
783
Southern Copper
SCCO
$161B
$3.4M 0.03%
107,475
+41,243
+62% +$1.31M
DG icon
784
Dollar General
DG
$28.1B
$3.39M 0.03%
21,338
-3,931
-16% -$569K
MGU
785
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$3.39M 0.03%
140,675
-9,349
-6% -$220K
DSE
786
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$3.38M 0.03%
74,627
+1,606
+2% +$78.1K
SAGE
787
DELISTED
Sage Therapeutics
SAGE
$3.38M 0.03%
24,087
-1,393
-5% -$233K
CVA
788
DELISTED
Covanta Holding Corporation
CVA
$3.38M 0.03%
195,240
-31,308
-14% -$540K
HEQ
789
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$3.37M 0.03%
243,390
+39,119
+19% +$543K
INB
790
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$3.37M 0.03%
370,605
-55,872
-13% -$503K
NVS icon
791
Novartis
NVS
$293B
$3.36M 0.03%
38,643
+4,264
+12% +$383K
EVH icon
792
Evolent Health
EVH
$404M
$3.35M 0.03%
466,476
+184,294
+65% +$1.32M
HSIC icon
793
Henry Schein
HSIC
$9.83B
$3.35M 0.03%
52,697
-77
-0.1% -$4.97K
JCE icon
794
Nuveen Core Equity Alpha Fund
JCE
$288M
$3.34M 0.03%
232,930
+3,935
+2% +$55.4K
STE icon
795
Steris
STE
$22.6B
$3.33M 0.03%
23,046
+9,009
+64% +$1.35M
ONCE
796
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$3.33M 0.03%
34,298
-1,545
-4% -$155K
FEI
797
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$3.32M 0.03%
288,964
+27,018
+10% +$312K
NKTR icon
798
Nektar Therapeutics
NKTR
$2.48B
$3.31M 0.03%
12,128
+2,619
+28% +$960K
DEX
799
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$3.31M 0.03%
335,752
+14,427
+4% +$141K
CTRA
800
DELISTED
Coterra Energy
CTRA
$3.3M 0.03%
187,937
+109,221
+139% +$2.09M
30 31
32
33 34

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.