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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYN icon
776
Rayonier
RYN
$6.45B
$8.17M 0.02%
311,833
-12,056
-4% -$314K
IQI icon
777
Invesco Quality Municipal Securities
IQI
$526M
$8.17M 0.02%
638,120
+9,553
+2% +$122K
DF
778
DELISTED
Dean Foods Company
DF
$8.17M 0.02%
750,760
+38,169
+5% +$491K
WLK icon
779
Westlake Corp
WLK
$8.89B
$8.15M 0.02%
98,104
-4,259
-4% -$313K
TIME
780
DELISTED
Time Inc.
TIME
$8.13M 0.02%
602,122
+3,786
+0.6% +$50.8K
MBB icon
781
iShares MBS ETF
MBB
$38.9B
$8.13M 0.02%
75,888
+5,290
+7% +$567K
FSK icon
782
FS KKR Capital
FSK
$2.95B
$8.13M 0.02%
240,399
+3,883
+2% +$134K
STNG icon
783
Scorpio Tankers
STNG
$3.81B
$8.12M 0.02%
236,855
-1,869
-0.8% -$67.9K
CWT icon
784
California Water Service
CWT
$3.05B
$8.11M 0.02%
212,683
+3,579
+2% +$135K
HE icon
785
Hawaiian Electric Industries
HE
$2.26B
$8.11M 0.02%
243,054
-37,456
-13% -$1.24M
CTR
786
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.09M 0.02%
127,628
-12,968
-9% -$808K
BYM
787
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$8.06M 0.02%
548,762
+12,249
+2% +$179K
TCOM icon
788
Trip.com Group
TCOM
$29.4B
$8.06M 0.02%
152,797
+8,901
+6% +$483K
USFD icon
789
US Foods
USFD
$22.2B
$8.03M 0.02%
300,880
+192,459
+178% +$5.27M
DAR icon
790
Darling Ingredients
DAR
$9.63B
$8.01M 0.02%
457,240
+13,938
+3% +$236K
CHKP icon
791
Check Point Software Technologies
CHKP
$13B
$7.97M 0.02%
69,888
-9,477
-12% -$1.04M
KEX icon
792
Kirby Corp
KEX
$7.07B
$7.96M 0.02%
120,712
-51,359
-30% -$3.26M
NCV
793
Virtus Convertible & Income Fund
NCV
$380M
$7.96M 0.02%
280,340
+30,249
+12% +$852K
AR icon
794
Antero Resources
AR
$10.9B
$7.95M 0.02%
399,523
+307,369
+334% +$6.19M
MQT
795
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$7.95M 0.02%
595,549
+809
+0.1% +$10.9K
MSCI icon
796
MSCI
MSCI
$41.8B
$7.94M 0.02%
67,926
+7,078
+12% +$785K
SRC
797
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$7.93M 0.02%
206,411
+36,194
+21% +$1.34M
MDSO
798
DELISTED
Medidata Solutions, Inc.
MDSO
$7.93M 0.02%
101,568
+11,779
+13% +$897K
AVT icon
799
Avnet
AVT
$7.14B
$7.89M 0.02%
200,825
+40,207
+25% +$1.54M
ELS icon
800
Equity Lifestyle Properties
ELS
$12.7B
$7.88M 0.02%
185,258
-12,552
-6% -$547K
30 31
32
33 34

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.