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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
776
BlackRock Floating Rate Income Trust
BGT
$322M
$7.76M 0.02%
574,278
+44,206
+8% +$584K
JASO
777
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$7.76M 0.02%
1,291,219
-49,366
-4% -$348K
BGS icon
778
B&G Foods
BGS
$290M
$7.75M 0.02%
157,527
-24,617
-14% -$1.18M
NCV
779
Virtus Convertible & Income Fund
NCV
$382M
$7.74M 0.02%
286,575
-51,744
-15% -$1.37M
ELS icon
780
Equity Lifestyle Properties
ELS
$12.7B
$7.74M 0.02%
200,512
+35,124
+21% +$1.39M
NMFC icon
781
New Mountain Finance
NMFC
$683M
$7.73M 0.02%
561,601
+184,196
+49% +$2.52M
SIVB
782
DELISTED
SVB Financial Group
SIVB
$7.71M 0.02%
69,725
-6,820
-9% -$710K
PBH icon
783
Prestige Consumer Healthcare
PBH
$2.46B
$7.7M 0.02%
159,547
-16,887
-10% -$854K
PRXL
784
DELISTED
Parexel International Corp
PRXL
$7.68M 0.02%
110,622
-13,754
-11% -$929K
WRI
785
DELISTED
Weingarten Realty Investors
WRI
$7.67M 0.02%
196,717
-28,692
-13% -$1.18M
MORE
786
DELISTED
Monogram Residential Trust, Inc.
MORE
$7.66M 0.02%
720,102
-334,107
-32% -$3.48M
NGG icon
787
National Grid
NGG
$80.3B
$7.66M 0.02%
111,629
-48,074
-30% -$3.33M
MCA
788
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$7.64M 0.02%
469,321
+63,465
+16% +$1.05M
ATR icon
789
AptarGroup
ATR
$8.73B
$7.61M 0.02%
98,239
+24,058
+32% +$1.88M
ITUB icon
790
Itaú Unibanco
ITUB
$93.6B
$7.57M 0.02%
1,569,531
+717,262
+84% +$3.39M
FCN icon
791
FTI Consulting
FCN
$4.37B
$7.57M 0.02%
169,806
-7,759
-4% -$335K
JD icon
792
JD.com
JD
$44.6B
$7.57M 0.02%
290,034
+24,585
+9% +$593K
BEAV
793
DELISTED
B/E Aerospace Inc
BEAV
$7.57M 0.02%
146,462
-9,980
-6% -$483K
FEN
794
DELISTED
First Trust Energy Income and Growth Fund
FEN
$7.55M 0.02%
278,854
-58,632
-17% -$1.5M
RAX
795
DELISTED
Rackspace Hosting Inc
RAX
$7.54M 0.02%
238,043
+211,249
+788% +$5.83M
CIEN icon
796
Ciena
CIEN
$55.3B
$7.5M 0.02%
344,041
-45,377
-12% -$946K
PDT
797
John Hancock Premium Dividend Fund
PDT
$634M
$7.49M 0.02%
456,862
-24,979
-5% -$425K
MPT
798
Medical Properties Trust
MPT
$2.75B
$7.49M 0.02%
506,909
+66,198
+15% +$1M
CXT icon
799
Crane NXT
CXT
$3.09B
$7.48M 0.02%
341,778
+10,935
+3% +$236K
THS
800
DELISTED
Treehouse Foods
THS
$7.47M 0.02%
85,708
+40,113
+88% +$3.86M
30 31
32
33 34

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.