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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IT icon
776
Gartner
IT
$10.1B
$11.6M 0.03%
137,823
+120,139
+679% +$9.76M
JRO
777
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$11.6M 0.03%
1,029,748
-26,789
-3% -$301K
IONS icon
778
Ionis Pharmaceuticals
IONS
$9.06B
$11.6M 0.03%
187,639
+15,067
+9% +$743K
AWF
779
AllianceBernstein Global High Income Fund
AWF
$874M
$11.6M 0.03%
930,025
-198,107
-18% -$2.62M
MWE
780
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$11.5M 0.03%
171,890
-19,387
-10% -$1.35M
PDT
781
John Hancock Premium Dividend Fund
PDT
$634M
$11.5M 0.03%
837,837
-8,794
-1% -$120K
PGF icon
782
Invesco Financial Preferred ETF
PGF
$676M
$11.5M 0.03%
629,960
+94,496
+18% +$1.71M
HTD
783
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$912M
$11.5M 0.03%
516,312
-47,799
-8% -$1.03M
ALKS icon
784
Alkermes
ALKS
$8.31B
$11.5M 0.03%
196,261
+31,260
+19% +$1.59M
PKO
785
DELISTED
Pimco Income Opportunity Fund
PKO
$11.5M 0.03%
458,325
+96,599
+27% +$2.61M
NML
786
Neuberger Energy Infrastructure and Income Fund Inc
NML
$592M
$11.4M 0.03%
650,288
+189,241
+41% +$3.7M
LSTR icon
787
Landstar System
LSTR
$6B
$11.4M 0.03%
157,670
+71,258
+82% +$5.29M
WMC
788
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$11.4M 0.03%
77,294
+16,976
+28% +$2.53M
FPF
789
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$11.3M 0.03%
+498,396
New +$10.9M
OSUR icon
790
OraSure Technologies
OSUR
$286M
$11.3M 0.03%
+1,116,316
New +$10M
IJJ icon
791
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
$11.3M 0.03%
+176,400
New +$10.9M
BTI icon
792
British American Tobacco
BTI
$128B
$11.3M 0.03%
208,874
-94,290
-31% -$5.3M
ETW
793
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$11.2M 0.03%
1,018,962
+232,750
+30% +$2.76M
E icon
794
ENI
E
$79B
$11.2M 0.03%
321,576
-27,234
-8% -$1.09M
IWS icon
795
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$11.2M 0.03%
+152,000
New +$10.9M
MANT
796
DELISTED
Mantech International Corp
MANT
$11.2M 0.03%
370,464
-86,533
-19% -$2.5M
TSLA icon
797
Tesla
TSLA
$1.27T
$11.2M 0.03%
752,175
+119,610
+19% +$1.87M
WOOF
798
DELISTED
VCA Inc.
WOOF
$11.1M 0.03%
228,258
+198,415
+665% +$8.92M
LAMR icon
799
Lamar Advertising Co
LAMR
$16B
$11.1M 0.03%
207,087
+169,036
+444% +$8.73M
WBD icon
800
Warner Bros
WBD
$65.4B
$11.1M 0.03%
322,077
-165,475
-34% -$5.74M
30 31
32
33 34

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.