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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
751
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$9.97M 0.03%
117,315
-14,138
-11% -$1.2M
BP icon
752
BP
BP
$106B
$9.97M 0.03%
387,623
-12,388
-3% -$363K
ACP
753
abrdn Income Credit Strategies Fund
ACP
$630M
$9.92M 0.03%
797,843
+28,143
+4% +$372K
TERP
754
DELISTED
TerraForm Power, Inc
TERP
$9.91M 0.03%
696,768
+247,837
+55% +$6.63M
IGA
755
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$9.9M 0.03%
922,905
+74,431
+9% +$861K
FNSR
756
DELISTED
Finisar Corp
FNSR
$9.86M 0.03%
886,067
-346,380
-28% -$5.43M
NML
757
Neuberger Energy Infrastructure and Income Fund Inc
NML
$568M
$9.86M 0.03%
823,825
+54,038
+7% +$795K
DPG
758
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$9.86M 0.03%
651,143
-29,099
-4% -$485K
PGF icon
759
Invesco Financial Preferred ETF
PGF
$674M
$9.84M 0.03%
538,930
-92,945
-15% -$1.7M
IPCM
760
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$9.77M 0.03%
125,761
-10,903
-8% -$768K
CLDT
761
Chatham Lodging
CLDT
$625M
$9.72M 0.03%
452,692
+106,087
+31% +$2.63M
SFUN
762
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$9.72M 0.03%
29,452
+18,425
+167% +$6M
EQNR icon
763
Equinor
EQNR
$90.6B
$9.71M 0.03%
667,286
+22,819
+4% +$360K
FBR
764
DELISTED
Fibria Celulose Sa
FBR
$9.66M 0.03%
712,598
-3,822
-0.5% -$52K
RDC
765
DELISTED
Rowan Companies Plc
RDC
$9.63M 0.03%
596,448
+351,088
+143% +$6.12M
SCI icon
766
Service Corp International
SCI
$11.6B
$9.63M 0.03%
355,378
-15,381
-4% -$454K
QGENF
767
DELISTED
QIAGEN NV
QGENF
$9.62M 0.03%
373,031
-134,689
-27% -$3.47M
PB icon
768
Prosperity Bancshares
PB
$8.94B
$9.62M 0.03%
195,934
-70,641
-26% -$3.73M
ICPT
769
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$9.56M 0.03%
57,656
+4,629
+9% +$1.02M
BKD icon
770
Brookdale Senior Living
BKD
$3.45B
$9.56M 0.03%
416,230
+296,914
+249% +$8.77M
NAC icon
771
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$9.54M 0.03%
637,950
-22,263
-3% -$325K
PRTA icon
772
Prothena Corp
PRTA
$444M
$9.5M 0.03%
209,591
+14,053
+7% +$818K
BLW icon
773
BlackRock Limited Duration Income Trust
BLW
$491M
$9.5M 0.03%
657,548
+414
+0.1% +$6.14K
DNOW icon
774
DNOW Inc
DNOW
$2.6B
$9.47M 0.03%
640,175
-94,300
-13% -$1.64M
BGS icon
775
B&G Foods
BGS
$286M
$9.45M 0.03%
259,261
+10,946
+4% +$345K
29 30
31
32 33

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.