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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEM
726
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$8.6M 0.02%
102,827
-4,243
-4% -$355K
BRO icon
727
Brown & Brown
BRO
$23.6B
$8.59M 0.02%
411,626
+23,140
+6% +$501K
IXYS
728
DELISTED
IXYS Corp
IXYS
$8.57M 0.02%
589,322
-328,868
-36% -$4.19M
JD icon
729
JD.com
JD
$44.6B
$8.57M 0.02%
275,449
-34,556
-11% -$1.02M
PZZA icon
730
Papa John's
PZZA
$984M
$8.56M 0.02%
106,955
-8,650
-7% -$703K
JRO
731
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$8.53M 0.02%
725,680
-86,275
-11% -$1.05M
RYN icon
732
Rayonier
RYN
$6.55B
$8.51M 0.02%
330,923
+177,954
+116% +$4.55M
JACK icon
733
Jack in the Box
JACK
$312M
$8.44M 0.02%
83,000
-9,290
-10% -$962K
JMF
734
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$8.44M 0.02%
619,675
-24,709
-4% -$339K
VKQ icon
735
Invesco Municipal Trust
VKQ
$541M
$8.43M 0.02%
672,969
+9,931
+1% +$124K
EHI
736
Western Asset Global High Income Fund
EHI
$175M
$8.32M 0.02%
823,898
-106,006
-11% -$1.06M
CUBE icon
737
CubeSmart
CUBE
$9.39B
$8.31M 0.02%
319,975
-211,014
-40% -$5.54M
FSK icon
738
FS KKR Capital
FSK
$2.96B
$8.28M 0.02%
211,336
+45,952
+28% +$1.88M
NIE
739
Virtus Equity & Convertible Income Fund
NIE
$712M
$8.23M 0.02%
426,235
+54,781
+15% +$1.05M
CLGX
740
DELISTED
Corelogic, Inc.
CLGX
$8.22M 0.02%
201,923
-34,104
-14% -$1.29M
JKS
741
JinkoSolar
JKS
$777M
$8.17M 0.02%
492,961
-15,037
-3% -$238K
NVR icon
742
NVR
NVR
$16.5B
$8.15M 0.02%
3,870
-314
-8% -$595K
BR icon
743
Broadridge
BR
$17.8B
$8.14M 0.02%
119,747
-27,521
-19% -$1.87M
SJI
744
DELISTED
South Jersey Industries, Inc.
SJI
$8.11M 0.02%
227,538
+109,801
+93% +$3.68M
BMS
745
DELISTED
Bemis
BMS
$8.09M 0.02%
165,624
+10,275
+7% +$506K
LXP icon
746
LXP Industrial Trust
LXP
$3.57B
$8.07M 0.02%
161,857
-43,409
-21% -$2.31M
AGG icon
747
iShares Core US Aggregate Bond ETF
AGG
$137B
$8.07M 0.02%
74,406
– –
NDSN icon
748
Nordson
NDSN
$16.6B
$8.07M 0.02%
65,665
-5,297
-7% -$627K
KEYS icon
749
Keysight
KEYS
$54.5B
$8.06M 0.02%
223,131
+40,977
+22% +$1.53M
TKR icon
750
Timken Company
TKR
$9.56B
$8.01M 0.02%
177,165
+26,081
+17% +$1.15M
28 29
30
31 32

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.