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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NE
726
DELISTED
Noble Corporation
NE
$8.38M 0.02%
1,414,871
+745,858
+111% +$4.39M
UVV icon
727
Universal Corp
UVV
$1.3B
$8.37M 0.02%
131,308
-50,301
-28% -$2.87M
NMZ icon
728
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$8.37M 0.02%
653,089
-95,588
-13% -$1.26M
TXRH icon
729
Texas Roadhouse
TXRH
$13.8B
$8.36M 0.02%
173,190
+144,075
+495% +$6.34M
NCV
730
Virtus Convertible & Income Fund
NCV
$382M
$8.34M 0.02%
326,960
+40,385
+14% +$1.05M
TSLX icon
731
Sixth Street Specialty
TSLX
$1.68B
$8.34M 0.02%
446,261
+98,710
+28% +$1.8M
CEM
732
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$8.33M 0.02%
107,070
-5,055
-5% -$392K
FAF icon
733
First American
FAF
$7.7B
$8.31M 0.02%
226,800
+136,748
+152% +$5.24M
MENT
734
DELISTED
Mentor Graphics Corp
MENT
$8.24M 0.02%
223,463
+183,503
+459% +$5.99M
CRAY
735
DELISTED
Cray, Inc.
CRAY
$8.24M 0.02%
397,933
+357,217
+877% +$7.36M
BGS icon
736
B&G Foods
BGS
$290M
$8.2M 0.02%
187,150
+29,623
+19% +$1.32M
DINO icon
737
HF Sinclair
DINO
$15.8B
$8.18M 0.02%
249,585
+108,355
+77% +$3M
VKQ icon
738
Invesco Municipal Trust
VKQ
$537M
$8.13M 0.02%
663,038
-115,105
-15% -$1.45M
UNFI icon
739
United Natural Foods
UNFI
$2.87B
$8.11M 0.02%
169,883
-6,224
-4% -$279K
TYG
740
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$8.09M 0.02%
65,902
-14,244
-18% -$1.73M
BAK icon
741
Braskem
BAK
$924M
$8.07M 0.02%
380,635
+257,782
+210% +$4.56M
THS
742
DELISTED
Treehouse Foods
THS
$8.07M 0.02%
111,824
+26,116
+30% +$2M
EDR
743
DELISTED
Education Realty Trust Inc
EDR
$8.06M 0.02%
190,456
-4,297
-2% -$176K
QQQX icon
744
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.47B
$8.04M 0.02%
433,325
-63,620
-13% -$1.18M
EOS
745
Eaton Vance Enhance Equity Income Fund II
EOS
$1.15B
$8.04M 0.02%
628,200
+33,159
+6% +$439K
AGG icon
746
iShares Core US Aggregate Bond ETF
AGG
$137B
$8.04M 0.02%
74,406
-898
-1% -$98.4K
CSIQ icon
747
Canadian Solar
CSIQ
$1.05B
$8.02M 0.02%
658,347
-207,319
-24% -$2.71M
BUD icon
748
AB InBev
BUD
$166B
$8.01M 0.02%
75,986
+7,951
+12% +$891K
GVA icon
749
Granite Construction
GVA
$5.43B
$7.98M 0.02%
145,178
+118,766
+450% +$6.3M
CST
750
DELISTED
CST Brands, Inc.
CST
$7.97M 0.02%
165,571
+26,197
+19% +$1.26M
28 29
30
31 32

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.