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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KND
726
DELISTED
Kindred Healthcare
KND
$9.2M 0.03%
745,069
-180,570
-20% -$1.87M
VGK icon
727
Vanguard FTSE Europe ETF
VGK
$31.1B
$9.17M 0.03%
188,950
– –
UN
728
DELISTED
Unilever NV New York Registry Shares
UN
$9.14M 0.03%
204,584
+18,556
+10% +$799K
KLXI
729
DELISTED
KLX Inc.
KLXI
$9.13M 0.03%
336,784
-31,980
-9% -$782K
PICB icon
730
Invesco International Corporate Bond ETF
PICB
$361M
$9.13M 0.03%
346,747
-77,765
-18% -$1.96M
EXP icon
731
Eagle Materials
EXP
$6.63B
$9.12M 0.03%
130,026
-10,016
-7% -$583K
ACC
732
DELISTED
American Campus Communities, Inc.
ACC
$9.08M 0.03%
192,819
-3,431
-2% -$148K
CEM
733
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$8.97M 0.03%
132,198
-4,294
-3% -$271K
AKRX
734
DELISTED
Akorn Inc
AKRX
$8.95M 0.03%
380,431
+39,628
+12% +$1.04M
JMF
735
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$8.94M 0.03%
881,072
-41,830
-5% -$369K
MXIM
736
DELISTED
Maxim Integrated Products
MXIM
$8.92M 0.03%
242,635
-144,128
-37% -$4.83M
SMM
737
DELISTED
Salient Midstream & MLP Fund
SMM
$8.91M 0.03%
1,114,112
-67,370
-6% -$503K
MORE
738
DELISTED
Monogram Residential Trust, Inc.
MORE
$8.89M 0.03%
902,101
+370,904
+70% +$3.39M
STE icon
739
Steris
STE
$22.7B
$8.87M 0.03%
124,880
-18,061
-13% -$1.22M
PDT
740
John Hancock Premium Dividend Fund
PDT
$632M
$8.87M 0.03%
586,524
-38,454
-6% -$540K
TECH icon
741
Bio-Techne
TECH
$11.2B
$8.87M 0.03%
375,176
-116,188
-24% -$2.56M
FLG
742
Flagstar Bank National Association
FLG
$5.95B
$8.85M 0.03%
185,586
-27,949
-13% -$1.29M
PRXL
743
DELISTED
Parexel International Corp
PRXL
$8.82M 0.03%
140,622
-24,570
-15% -$1.51M
KYN icon
744
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$8.82M 0.03%
532,144
+603
+0.1% +$8.69K
ABB
745
DELISTED
ABB Ltd
ABB
$8.79M 0.03%
452,427
+77,183
+21% +$1.36M
EIM
746
Eaton Vance Municipal Bond Fund
EIM
$494M
$8.78M 0.03%
660,256
+129,248
+24% +$1.69M
GOF icon
747
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
– –
0
– –
ITT icon
748
ITT
ITT
$18.3B
$8.74M 0.03%
236,932
+179,029
+309% +$6.1M
TYL icon
749
Tyler Technologies
TYL
$12.8B
$8.73M 0.03%
67,903
-8,095
-11% -$1.13M
CCC
750
DELISTED
Calgon Carbon Corp
CCC
$8.7M 0.03%
620,573
+362,148
+140% +$5.52M
28 29
30
31 32

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.