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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STK
726
Columbia Seligman Premium Technology Growth Fund
STK
$867M
$13.8M 0.03%
726,636
+204,916
+39% +$3.6M
JFR icon
727
Nuveen Floating Rate Income Fund
JFR
$1.24B
$13.7M 0.03%
1,245,443
-247,484
-17% -$2.73M
CBST
728
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$13.7M 0.03%
135,910
-101,246
-43% -$7.87M
IEX icon
729
IDEX
IEX
$17B
$13.7M 0.03%
175,370
-58,008
-25% -$4.32M
IDCC icon
730
InterDigital
IDCC
$7.87B
$13.6M 0.03%
257,245
+249,339
+3,154% +$12M
SGI
731
Somnigroup International
SGI
$13.7B
$13.4M 0.03%
979,032
-818,748
-46% -$11.2M
RFMD
732
DELISTED
RF MICRO DEVICES INC
RFMD
$13.4M 0.03%
805,786
+557,686
+225% +$7.45M
CLDT
733
Chatham Lodging
CLDT
$622M
$13.3M 0.03%
458,489
+249,686
+120% +$6.56M
OKS
734
DELISTED
Oneok Partners LP
OKS
$13.2M 0.03%
333,069
+86,772
+35% +$4.11M
CSIQ icon
735
Canadian Solar
CSIQ
$1.02B
$13.2M 0.03%
543,727
+67,869
+14% +$1.85M
CRL icon
736
Charles River Laboratories
CRL
$11.2B
$13.1M 0.03%
206,547
-22,284
-10% -$1.4M
SBSW icon
737
Sibanye-Stillwater
SBSW
$6.26B
$13.1M 0.03%
1,839,735
-711,895
-28% -$5.14M
NCV
738
Virtus Convertible & Income Fund
NCV
$378M
$13.1M 0.03%
347,309
-18,688
-5% -$701K
PICB icon
739
Invesco International Corporate Bond ETF
PICB
$360M
$13M 0.03%
457,378
+40,884
+10% +$1.18M
STE icon
740
Steris
STE
$22.3B
$13M 0.03%
199,936
+165,762
+485% +$10.2M
BTE icon
741
Baytex Energy
BTE
$3.25B
$12.9M 0.03%
777,457
+444,412
+133% +$11.3M
TEF
742
DELISTED
Telefonica
TEF
$12.7M 0.03%
1,187,445
+1,059,773
+830% +$11.9M
OFG icon
743
OFG Bancorp
OFG
$2.23B
$12.7M 0.03%
764,221
+573,798
+301% +$8.81M
IQV icon
744
IQVIA
IQV
$38.7B
$12.7M 0.03%
215,403
+9,947
+5% +$568K
SHY icon
745
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$12.7M 0.03%
150,040
-24,782
-14% -$2.1M
IGTE
746
DELISTED
IGATE CORPORATION
IGTE
$12.6M 0.03%
318,441
-15,328
-5% -$551K
BSJH
747
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$12.5M 0.03%
483,414
-104,347
-18% -$2.77M
NXPI icon
748
NXP Semiconductors
NXPI
$57.8B
$12.5M 0.03%
163,409
-92,791
-36% -$6.58M
BSJI
749
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$12.5M 0.03%
485,746
-104,994
-18% -$2.77M
REG icon
750
Regency Centers
REG
$14.7B
$12.5M 0.03%
195,527
+109,916
+128% +$6.63M
28 29
30
31 32

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.