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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJH
726
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$15.7M 0.04%
587,761
-2,952,152
-83% -$80M
BSJG
727
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$15.7M 0.04%
590,035
-3,443,137
-85% -$92.9M
PWE
728
DELISTED
Penn West Energy Petroleum Ltd
PWE
$15.7M 0.04%
2,326,584
+300,480
+15% +$2.37M
BPT
729
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$15.7M 0.04%
166,164
+161,541
+3,494% +$15.1M
BPL
730
DELISTED
Buckeye Partners, L.P.
BPL
$15.6M 0.04%
196,144
+28,287
+17% +$2.25M
BMO icon
731
Bank of Montreal
BMO
$126B
$15.6M 0.04%
211,973
+103,633
+96% +$7.8M
AAMC
732
DELISTED
Altisource Asset Management Corp
AAMC
$15.6M 0.04%
39,229
-5,624
-13% -$2.21M
HTS
733
DELISTED
HATTERAS FINANCIAL CORP
HTS
$15.6M 0.04%
866,989
+96,864
+13% +$1.88M
LQD icon
734
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$15.6M 0.04%
131,561
-25,523
-16% -$3.03M
MBT
735
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$15.5M 0.04%
1,037,037
+615,404
+146% +$11.3M
VIV icon
736
Telefônica Brasil
VIV
$20.3B
$15.4M 0.04%
783,225
+424,016
+118% +$8.58M
BA icon
737
CALL
Boeing
BA
$185B
$15.4M 0.04%
+120,800
New +$15.2M
TUP
738
DELISTED
Tupperware Brands Corporation
TUP
$15.4M 0.04%
222,488
+63,686
+40% +$4.84M
AWF
739
AllianceBernstein Global High Income Fund
AWF
$874M
$15.3M 0.04%
1,128,132
+11,569
+1% +$161K
ASB icon
740
Associated Banc-Corp
ASB
$5.93B
$15.3M 0.04%
880,299
-25,531
-3% -$462K
NTG
741
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$15.2M 0.04%
52,256
+2,206
+4% +$643K
PHD
742
DELISTED
Pioneer Floating Rate Fund
PHD
$15.1M 0.04%
1,288,971
-109,141
-8% -$1.33M
ESND
743
DELISTED
Essendant Inc.
ESND
$15.1M 0.04%
402,853
-640
-0.2% -$25.8K
CTR
744
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$15.1M 0.04%
131,265
+33,756
+35% +$3.96M
FRGI
745
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$15.1M 0.04%
303,154
-48,826
-14% -$2.32M
FRA icon
746
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$14.9M 0.04%
1,059,855
-48,394
-4% -$690K
SMM
747
DELISTED
Salient Midstream & MLP Fund
SMM
$14.9M 0.04%
509,873
+130,584
+34% +$3.83M
TTWO icon
748
Take-Two Interactive
TTWO
$45.8B
$14.8M 0.04%
642,813
+612,581
+2,026% +$13.9M
VGK icon
749
Vanguard FTSE Europe ETF
VGK
$30.8B
$14.8M 0.04%
268,444
-32,770
-11% -$1.89M
SHY icon
750
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$14.8M 0.04%
174,822
-30,317
-15% -$2.56M
28 29
30
31 32

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.