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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Cohen & Steers Infrastructure Fund
UTF
$3.08B
| $15.6M | 0.04% |
705,552
+9,368
| +1% | +$198K |
|
|
HTR
727
DELISTED
Brookfield Total Return Fund Inc
HTR
| $15.5M | 0.04% |
638,032
-77,778
| -11% | -$1.87M |
|
728
Upbound Group
UPBD
$1.2B
| $15.4M | 0.04% |
579,750
+519,282
| +859% | +$14.1M |
|
729
Terex
TEX
$7.36B
| $15.3M | 0.04% |
344,550
-11,105
| -3% | -$467K |
|
|
ACP
730
abrdn Income Credit Strategies Fund
ACP
$630M
| $15.2M | 0.04% |
892,836
-102,487
| -10% | -$1.74M |
|
|
HIX
731
Western Asset High Income Fund II
HIX
$350M
| $15.2M | 0.04% |
1,625,368
-100,854
| -6% | -$938K |
|
|
YGE
732
DELISTED
Yingli Green Energy Holding Comp
YGE
| $15.1M | 0.04% |
346,131
+33,074
| +11% | +$1.99M |
|
733
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
| $14.9M | 0.04% |
308,866
+28,294
| +10% | +$1.36M |
|
734
Old National Bancorp
ONB
$10.3B
| $14.7M | 0.04% |
984,777
+885,891
| +896% | +$12.6M |
|
|
SUSQ
735
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
| $14.7M | 0.04% |
1,286,918
+1,144,901
| +806% | +$13M |
|
|
EEP
736
DELISTED
Enbridge Energy Partners
EEP
| $14.6M | 0.04% |
532,113
+105,568
| +25% | +$2.95M |
|
737
Eagle Materials
EXP
$6.59B
| $14.5M | 0.04% |
163,982
+14,396
| +10% | +$1.19M |
|
|
VER
738
DELISTED
VEREIT, Inc.
VER
| $14.5M | 0.04% |
207,309
+18,230
| +10% | +$1.27M |
|
739
PTC
PTC
$15.2B
| $14.5M | 0.04% |
409,992
+16,095
| +4% | +$592K |
|
|
WPZ
740
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $14.5M | 0.04% |
301,938
+29,850
| +11% | +$1.4M |
|
741
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $14.4M | 0.04% |
1,815,392
-140,981
| -7% | -$1.1M |
|
742
Old Dominion Freight Line
ODFL
$44B
| $14.4M | 0.04% |
760,845
-17,715
| -2% | -$321K |
|
|
HTS
743
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $14.2M | 0.04% |
751,149
+450,150
| +150% | +$8.39M |
|
|
XCO
744
DELISTED
Exco Resources
XCO
| $14.1M | 0.04% |
168,414
+120,263
| +250% | +$9.27M |
|
|
BSJI
745
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $14.1M | 0.04% |
515,894
+156,551
| +44% | +$4.26M |
|
|
MDC
746
DELISTED
M.D.C. Holdings, Inc.
MDC
| $14.1M | 0.04% |
690,671
+208,618
| +43% | +$4.47M |
|
|
FRGI
747
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $13.9M | 0.04% |
305,688
+15,653
| +5% | +$737K |
|
748
Greif
GEF
$4.93B
| $13.9M | 0.04% |
264,378
-5,808
| -2% | -$298K |
|
|
PFN
749
PIMCO Income Strategy Fund II
PFN
$699M
| $13.9M | 0.04% |
1,332,473
-488
| -0% | -$5.04K |
|
|
GWR
750
DELISTED
Genesee & Wyoming Inc.
GWR
| $13.8M | 0.04% |
141,575
+9,810
| +7% | +$929K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.