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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRFT
51
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$93.2M 0.23%
1,486,607
+109,185
+8% +$6.39M
CHK
52
DELISTED
Chesapeake Energy Corporation
CHK
$92.7M 0.23%
23,682
+9,561
+68% +$39.7M
DHI icon
53
D.R. Horton
DHI
$41.2B
$92.4M 0.23%
3,653,898
-278,218
-7% -$6.51M
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.1T
$92.2M 0.23%
613,781
-42,077
-6% -$6.07M
KO icon
55
Coca-Cola
KO
$383B
$91.3M 0.23%
2,161,833
+234,673
+12% +$10M
GAS
56
DELISTED
AGL Resources Inc
GAS
$90.4M 0.23%
1,658,999
+23,349
+1% +$1.23M
BSCF
57
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$90.1M 0.23%
4,156,755
-275,977
-6% -$5.99M
PWR icon
58
Quanta Services
PWR
$84.2B
$88.4M 0.22%
3,114,880
+317,193
+11% +$9.96M
SLB icon
59
SLB Ltd
SLB
$72.7B
$88M 0.22%
1,030,695
+130,631
+15% +$12M
RGA icon
60
Reinsurance Group of America
RGA
$15.5B
$87M 0.22%
993,438
-72,777
-7% -$6.08M
CVA
61
DELISTED
Covanta Holding Corporation
CVA
$86.6M 0.22%
3,933,815
-777,860
-17% -$17.5M
SO icon
62
Southern Company
SO
$108B
$86.4M 0.22%
1,759,384
-119,616
-6% -$5.65M
COP icon
63
ConocoPhillips
COP
$144B
$86.4M 0.22%
1,251,038
+23,129
+2% +$1.61M
STX icon
64
Seagate
STX
$174B
$86.1M 0.22%
1,294,109
+121,381
+10% +$7.53M
CMCSA icon
65
Comcast
CMCSA
$87.3B
$85.7M 0.22%
2,955,390
-342,874
-10% -$9.39M
HES
66
DELISTED
Hess
HES
$85.1M 0.21%
1,152,335
+256,480
+29% +$20.3M
TOL icon
67
Toll Brothers
TOL
$14B
$83.9M 0.21%
2,446,873
-178,439
-7% -$5.82M
UNP icon
68
Union Pacific
UNP
$174B
$83.5M 0.21%
700,658
+178,863
+34% +$20.5M
AZO icon
69
AutoZone
AZO
$51.3B
$83.1M 0.21%
134,227
+40,128
+43% +$22.6M
COF icon
70
Capital One
COF
$128B
$82.7M 0.21%
1,001,508
+187,963
+23% +$15.3M
HRL icon
71
Hormel Foods
HRL
$14.2B
$82.3M 0.21%
3,160,084
+7,888
+0.3% +$208K
C icon
72
Citigroup
C
$213B
$82.3M 0.21%
1,520,642
+278,323
+22% +$14.8M
IBM icon
73
IBM
IBM
$213B
$81.9M 0.21%
534,203
+72,359
+16% +$11.5M
ZTS icon
74
Zoetis
ZTS
$32.7B
$81.7M 0.2%
1,897,527
+196,946
+12% +$7.99M
DIA icon
75
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$80.1M 0.2%
450,500
-149,800
-25% -$26M
1 2
3
4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.