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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFG icon
51
American Financial Group
AFG
$11.8B
$80.8M 0.23%
1,400,865
-82,463
-6% -$4.65M
MRK icon
52
Merck
MRK
$321B
$80.6M 0.23%
1,487,774
-95,341
-6% -$4.94M
HRL icon
53
Hormel Foods
HRL
$14B
$80.3M 0.23%
3,260,140
-120,082
-4% -$2.77M
LMT icon
54
Lockheed Martin
LMT
$132B
$80.2M 0.23%
491,337
-98,018
-17% -$15.4M
DTV
55
DELISTED
DIRECTV COM STK (DE)
DTV
$79.4M 0.23%
1,039,357
+465,655
+81% +$34.1M
IBM icon
56
IBM
IBM
$209B
$79.4M 0.23%
431,179
-11,809
-3% -$2.08M
CTSH icon
57
Cognizant
CTSH
$24.3B
$78.4M 0.22%
1,548,952
+3,706
+0.2% +$185K
MPC icon
58
Marathon Petroleum
MPC
$91.7B
$76.7M 0.22%
1,762,630
+441,608
+33% +$19.4M
GPN icon
59
Global Payments
GPN
$23.8B
$76.6M 0.22%
2,155,266
+380,336
+21% +$13.1M
DAL icon
60
Delta Air Lines
DAL
$58.3B
$76.5M 0.22%
2,206,585
-280,807
-11% -$9.03M
KRFT
61
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$75.7M 0.22%
1,350,234
+50,523
+4% +$2.74M
VRSN icon
62
VeriSign
VRSN
$25.9B
$75.6M 0.21%
1,401,574
+194,524
+16% +$11M
COP icon
63
ConocoPhillips
COP
$145B
$74.8M 0.21%
1,063,902
-317,881
-23% -$21.3M
PG icon
64
Procter & Gamble
PG
$335B
$74.8M 0.21%
928,273
-1,254
-0.1% -$98.8K
LUV icon
65
Southwest Airlines
LUV
$22.3B
$74.5M 0.21%
3,154,441
-481,568
-13% -$10.5M
STX icon
66
Seagate
STX
$193B
$74.3M 0.21%
1,323,039
+154,605
+13% +$8.29M
NTRS icon
67
Northern Trust
NTRS
$22.4B
$73.4M 0.21%
1,119,261
-31,604
-3% -$1.96M
CHRD icon
68
Chord Energy
CHRD
$7.78B
$72.4M 0.21%
1,736,055
+807,650
+87% +$34.2M
LLY icon
69
Eli Lilly
LLY
$1.03T
$71.7M 0.2%
1,217,358
+161,122
+15% +$8.99M
EBAY icon
70
eBay
EBAY
$50.4B
$71.5M 0.2%
3,075,364
+843,221
+38% +$19.6M
SPN
71
DELISTED
Superior Energy Services, Inc.
SPN
$71M 0.2%
230,711
+692
+0.3% +$186K
PTEN icon
72
Patterson-UTI
PTEN
$3.74B
$70.8M 0.2%
2,234,508
+264,258
+13% +$7.35M
GMCR
73
DELISTED
KEURIG GREEN MTN INC
GMCR
$70.4M 0.2%
666,981
+233,169
+54% +$23.1M
TOL icon
74
Toll Brothers
TOL
$14B
$70.1M 0.2%
1,953,054
+1,323,772
+210% +$48.7M
SPY icon
75
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$69.9M 0.2%
373,800
+244,800
+190% +$44.9M
1 2
3
4 5

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.