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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBA
701
DELISTED
ClearBridge American Energy MLP
CBA
$5.19M 0.03%
659,333
-30,545
-4% -$244K
NTG
702
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$5.17M 0.03%
32,147
-605
-2% -$97.9K
HIG icon
703
Hartford Financial Services
HIG
$39.3B
$5.16M 0.03%
103,284
+49,196
+91% +$2.53M
MYD
704
DELISTED
BlackRock MuniYield Fund
MYD
$5.16M 0.03%
392,608
-7,477
-2% -$102K
RMD icon
705
ResMed
RMD
$32.6B
$5.16M 0.03%
44,690
-4,677
-9% -$512K
SLRC icon
706
SLR Investment Corp
SLRC
$704M
$5.14M 0.03%
240,619
-10,254
-4% -$219K
FRME icon
707
First Merchants
FRME
$2.72B
$5.14M 0.03%
114,187
+28,616
+33% +$1.36M
HSBC.PRA
708
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$5.13M 0.03%
200,000
– –
CXW icon
709
CoreCivic
CXW
$3.13B
$5.13M 0.03%
210,678
-167,822
-44% -$4.19M
JBGS
710
JBG SMITH
JBGS
$704M
$5.12M 0.03%
139,043
-31,240
-18% -$1.15M
TFX icon
711
Teleflex
TFX
$5.84B
$5.11M 0.03%
19,216
-1,598
-8% -$414K
DOV icon
712
Dover
DOV
$28.6B
$5.09M 0.03%
57,540
-9,998
-15% -$825K
VST icon
713
Vistra
VST
$48.1B
$5.08M 0.03%
204,366
+3,856
+2% +$88.7K
CHKP icon
714
Check Point Software Technologies
CHKP
$12.7B
$5.07M 0.03%
43,045
-7,134
-14% -$810K
MRVL icon
715
Marvell Technology
MRVL
$195B
$5.07M 0.03%
262,416
+187,897
+252% +$3.86M
MQY icon
716
BlackRock MuniYield Quality Fund
MQY
$813M
$5.06M 0.03%
373,942
-15,059
-4% -$207K
MTD icon
717
Mettler-Toledo International
MTD
$28.3B
$5.05M 0.03%
8,288
-901
-10% -$530K
HYG icon
718
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$5.02M 0.03%
58,020
-228,000
-80% -$19.6M
CMA
719
DELISTED
Comerica
CMA
$5.01M 0.03%
55,560
-7,303
-12% -$697K
VOD icon
720
Vodafone
VOD
$37B
$5.01M 0.03%
230,815
+2,223
+1% +$51.7K
NXJ
721
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$5M 0.03%
389,142
+7,531
+2% +$98.1K
BUI icon
722
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$724M
$4.99M 0.03%
239,661
-20,871
-8% -$431K
STLD icon
723
Steel Dynamics
STLD
$38.1B
$4.99M 0.03%
110,332
-817
-0.7% -$37.6K
RSP icon
724
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$4.97M 0.03%
46,566
-30,929
-40% -$3.27M
LCII icon
725
LCI Industries
LCII
$2.58B
$4.97M 0.03%
60,054
-559
-0.9% -$52.3K
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.