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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
701
Vanguard FTSE Europe ETF
VGK
$30.7B
$18.1M 0.05%
301,214
-1,443
-0.5% -$86.9K
DDD icon
702
3D Systems Corp
DDD
$433M
$18.1M 0.05%
301,872
-26,004
-8% -$1.33M
DG icon
703
Dollar General
DG
$28B
$18M 0.05%
314,264
-11,086
-3% -$634K
PII icon
704
Polaris
PII
$3.79B
$17.8M 0.05%
136,802
-151,652
-53% -$20.1M
HSH
705
DELISTED
HILLSHIRE BRANDS CO
HSH
$17.7M 0.04%
284,299
+228,654
+411% +$10.3M
EWP icon
706
iShares MSCI Spain ETF
EWP
$2.11B
$17.6M 0.04%
409,898
-100,202
-20% -$4.23M
PHD
707
DELISTED
Pioneer Floating Rate Fund
PHD
$17.4M 0.04%
1,398,112
-137,876
-9% -$1.7M
KMP
708
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$17.4M 0.04%
211,186
+46,397
+28% +$3.58M
CWB icon
709
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$17.4M 0.04%
343,717
+34,851
+11% +$1.7M
SHY icon
710
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$17.3M 0.04%
205,139
-46,686
-19% -$3.95M
UTF icon
711
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$17.3M 0.04%
707,290
+1,738
+0.2% +$40.2K
NVS icon
712
Novartis
NVS
$297B
$17.2M 0.04%
212,192
+3,506
+2% +$276K
FEZ icon
713
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
$17.2M 0.04%
397,200
-43,300
-10% -$1.89M
TTE icon
714
TotalEnergies
TTE
$196B
$17.2M 0.04%
237,763
+52,244
+28% +$3.66M
PDS
715
Precision Drilling
PDS
$999M
$17.2M 0.04%
60,595
+56,882
+1,532% +$14.7M
POT
716
DELISTED
Potash Corp Of Saskatchewan
POT
$17.1M 0.04%
451,041
+154,633
+52% +$5.58M
HY icon
717
Hyster-Yale Materials Handling
HY
$597M
$17M 0.04%
192,226
-15,411
-7% -$1.4M
BSJI
718
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$16.9M 0.04%
614,822
+98,928
+19% +$2.7M
ESND
719
DELISTED
Essendant Inc.
ESND
$16.7M 0.04%
403,493
-17,240
-4% -$676K
VER
720
DELISTED
VEREIT, Inc.
VER
$16.7M 0.04%
267,041
+59,732
+29% +$3.84M
OII icon
721
Oceaneering
OII
$4.83B
$16.7M 0.04%
213,899
-14,967
-7% -$1.1M
WPZ
722
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$16.7M 0.04%
326,607
+24,669
+8% +$1.22M
LNT icon
723
Alliant Energy
LNT
$18.2B
$16.7M 0.04%
547,634
+275,644
+101% +$7.98M
WAB icon
724
Wabtec
WAB
$49.4B
$16.6M 0.04%
200,478
-19,785
-9% -$1.52M
ASB icon
725
Associated Banc-Corp
ASB
$5.83B
$16.4M 0.04%
905,830
-89,915
-9% -$1.58M
27 28
29
30 31

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.