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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
676
Western Asset Global High Income Fund
EHI
$176M
$17.5M 0.05%
1,421,738
-177,789
-11% -$2.2M
BYI
677
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$17.5M 0.05%
263,668
+28,650
+12% +$2.05M
ALK icon
678
Alaska Air
ALK
$5.6B
$17.4M 0.05%
373,364
-1,786
-0.5% -$74K
PFG icon
679
Principal Financial Group
PFG
$24.6B
$17.4M 0.05%
378,112
+7,597
+2% +$348K
JKHY icon
680
Jack Henry & Associates
JKHY
$11.1B
$17.4M 0.05%
311,779
+281,047
+915% +$16.1M
JKS
681
JinkoSolar
JKS
$824M
$17.3M 0.05%
620,374
+140,890
+29% +$4.47M
IT icon
682
Gartner
IT
$10.1B
$17.3M 0.05%
249,488
+214,693
+617% +$14.9M
ARP
683
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$17.3M 0.05%
829,086
+100,927
+14% +$2.18M
ESND
684
DELISTED
Essendant Inc.
ESND
$17.3M 0.05%
420,733
-18,076
-4% -$767K
LM
685
DELISTED
Legg Mason, Inc.
LM
$17.3M 0.05%
352,191
+1,143
+0.3% +$50.9K
IRM icon
686
Iron Mountain
IRM
$36.9B
$17.2M 0.05%
673,810
+99,615
+17% +$2.55M
WAB icon
687
Wabtec
WAB
$50.1B
$17.1M 0.05%
220,263
-41,009
-16% -$3.13M
SLF icon
688
Sun Life Financial
SLF
$45.7B
$16.9M 0.05%
489,215
+339,858
+228% +$11.7M
CTRX
689
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$16.9M 0.05%
376,537
+282,665
+301% +$13.6M
TEVA icon
690
Teva Pharmaceuticals
TEVA
$40.1B
$16.8M 0.05%
317,379
+32,553
+11% +$1.5M
DNB
691
DELISTED
Dun & Bradstreet
DNB
$16.7M 0.05%
168,518
+39,006
+30% +$4.11M
COL
692
DELISTED
Rockwell Collins
COL
$16.7M 0.05%
210,037
-7,888
-4% -$620K
CBRE icon
693
CBRE Group
CBRE
$43B
$16.7M 0.05%
608,098
+21,016
+4% +$567K
BRSL
694
Brightstar Lottery PLC
BRSL
$1.86B
$16.6M 0.05%
1,182,656
+232,285
+24% +$3.59M
EXXI
695
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$16.6M 0.05%
703,774
-29,716
-4% -$699K
IEX icon
696
IDEX
IEX
$17.2B
$16.6M 0.05%
227,275
+2,024
+0.9% +$147K
AEIS icon
697
Advanced Energy
AEIS
$13.7B
$16.5M 0.05%
674,526
+95,638
+17% +$2.5M
NLSN
698
DELISTED
Nielsen Holdings plc
NLSN
$16.5M 0.05%
370,023
+23,230
+7% +$1.04M
TGNA
699
DELISTED
TEGNA Inc
TGNA
$16.5M 0.05%
1,143,034
-614,306
-35% -$9.14M
OII icon
700
Oceaneering
OII
$4.85B
$16.4M 0.05%
228,866
+11,682
+5% +$837K
26 27
28
29 30

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.