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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFR
651
DELISTED
Starwood Waypoint Homes
SFR
$10.8M 0.03%
296,538
+52,708
+22% +$1.88M
FHN icon
652
First Horizon
FHN
$12.1B
$10.7M 0.03%
561,040
+56,919
+11% +$998K
GLNG icon
653
Golar LNG
GLNG
$4.91B
$10.7M 0.03%
474,095
+215,602
+83% +$4.74M
HII icon
654
Huntington Ingalls Industries
HII
$12.6B
$10.7M 0.03%
47,230
+418
+0.9% +$87.2K
CLGX
655
DELISTED
Corelogic, Inc.
CLGX
$10.7M 0.03%
230,733
+34,440
+18% +$1.56M
MXIM
656
DELISTED
Maxim Integrated Products
MXIM
$10.7M 0.03%
223,373
+29,616
+15% +$1.36M
CII icon
657
BlackRock Enhanced Captial and Income Fund
CII
$980M
$10.6M 0.03%
681,417
+50,373
+8% +$766K
UTHR icon
658
United Therapeutics
UTHR
$26.2B
$10.6M 0.02%
90,537
+6,941
+8% +$886K
CAA
659
DELISTED
CalAtlantic Group, Inc.
CAA
$10.5M 0.02%
287,885
+17,069
+6% +$607K
NWS icon
660
News Corp Class B
NWS
$17.2B
$10.5M 0.02%
770,984
+9,468
+1% +$132K
TDS icon
661
Telephone and Data Systems
TDS
$3.82B
$10.5M 0.02%
376,630
+50,691
+16% +$1.43M
OGS icon
662
ONE Gas
OGS
$4.9B
$10.5M 0.02%
142,528
-3,106
-2% -$228K
FRA icon
663
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$10.5M 0.02%
730,562
-8,995
-1% -$127K
BRO icon
664
Brown & Brown
BRO
$23.7B
$10.5M 0.02%
435,004
+28,780
+7% +$646K
URBN icon
665
Urban Outfitters
URBN
$6.49B
$10.5M 0.02%
437,939
+38,433
+10% +$772K
NUVA
666
DELISTED
NuVasive, Inc.
NUVA
$10.4M 0.02%
187,827
+23,332
+14% +$1.54M
DOC
667
DELISTED
PHYSICIANS REALTY TRUST
DOC
$10.4M 0.02%
587,387
+76,610
+15% +$1.41M
TTP
668
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$10.3M 0.02%
134,277
-7,253
-5% -$551K
PRI icon
669
Primerica
PRI
$10.1B
$10.3M 0.02%
126,516
+13,063
+12% +$1.02M
BOE icon
670
BlackRock Enhanced Global Dividend Trust
BOE
$675M
$10.3M 0.02%
759,839
+34,556
+5% +$460K
ARW icon
671
Arrow Electronics
ARW
$10.9B
$10.2M 0.02%
127,422
+38,676
+44% +$3.05M
GPT
672
DELISTED
Gramercy Property Trust
GPT
$10.2M 0.02%
336,910
+109,442
+48% +$3.27M
JOYY
673
JOYY Inc
JOYY
$3.68B
$10.2M 0.02%
117,166
+58,960
+101% +$4.28M
JBLU icon
674
JetBlue
JBLU
$2.29B
$10.2M 0.02%
548,588
+64,355
+13% +$1.35M
OI icon
675
O-I Glass
OI
$1.13B
$10.1M 0.02%
403,174
+53,322
+15% +$1.29M
25 26
27
28 29

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.