We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHC icon
651
Encompass Health
EHC
$11B
$11.9M 0.04%
397,739
-13,115
-3% -$362K
CALM icon
652
Cal-Maine
CALM
$3.98B
$11.9M 0.04%
228,681
+5,798
+3% +$289K
SHPG
653
DELISTED
Shire pic
SHPG
$11.8M 0.04%
68,769
+28,585
+71% +$4.79M
DIA icon
654
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$11.8M 0.04%
66,900
-45,000
-40% -$7.49M
UNF icon
655
Unifirst Corp
UNF
$5.25B
$11.7M 0.04%
107,175
-5,881
-5% -$615K
INCY icon
656
Incyte
INCY
$24.4B
$11.6M 0.04%
160,679
-25,613
-14% -$1.91M
SCAI
657
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$11.6M 0.04%
251,310
-41,145
-14% -$1.72M
CRL icon
658
Charles River Laboratories
CRL
$11.3B
$11.6M 0.04%
152,873
-30,785
-17% -$2.28M
PINC
659
DELISTED
Premier
PINC
$11.6M 0.04%
347,871
-48,096
-12% -$1.57M
CSIQ icon
660
Canadian Solar
CSIQ
$1.11B
$11.6M 0.04%
599,453
+29,060
+5% +$596K
UNIT
661
Uniti Group
UNIT
$2.44B
$11.6M 0.04%
519,283
+100,528
+24% +$1.94M
IQI icon
662
Invesco Quality Municipal Securities
IQI
$528M
$11.4M 0.04%
862,593
+137,364
+19% +$1.78M
ETB
663
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
$11.3M 0.04%
698,844
-31,478
-4% -$481K
DHC
664
Diversified Healthcare Trust
DHC
$2.13B
$11.3M 0.04%
632,957
+52,881
+9% +$825K
ALLY icon
665
Ally Financial
ALLY
$13.7B
$11.3M 0.04%
604,605
-111,399
-16% -$1.92M
MMS icon
666
Maximus
MMS
$3.33B
$11.2M 0.04%
213,479
-26,332
-11% -$1.34M
TERP
667
DELISTED
TerraForm Power, Inc
TERP
$11.2M 0.04%
1,297,644
+52,166
+4% +$486K
NE
668
DELISTED
Noble Corporation
NE
$11.2M 0.04%
1,082,221
+246,448
+29% +$2.24M
WOLF icon
669
Wolfspeed
WOLF
$1.41B
$11.2M 0.04%
384,442
-26,939
-7% -$772K
GSK icon
670
GSK
GSK
$103B
$11.1M 0.04%
218,951
-7,476
-3% -$372K
IDTI
671
DELISTED
Integrated Device Technology I
IDTI
$11.1M 0.04%
542,012
-97,189
-15% -$2.04M
UL icon
672
Unilever
UL
$138B
$11M 0.03%
216,451
-9,098
-4% -$443K
QQQX icon
673
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$10.9M 0.03%
591,053
-14,072
-2% -$247K
FBIN icon
674
Fortune Brands Innovations
FBIN
$6.29B
$10.9M 0.03%
226,604
-47,147
-17% -$2.03M
WPC icon
675
W.P. Carey
WPC
$16.5B
$10.8M 0.03%
177,782
+12,896
+8% +$733K
25 26
27
28 29

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.