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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
(-23%)
Cap. Flow
-$1.51B
Cap. Flow
% of AUM
-12.8%
Top 10 Holdings %
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Linde
LIN
|
+$32.8M |
| 2 |
LKQ Corp
LKQ
|
+$11.5M |
| 3 |
Cigna
CI
|
+$9.49M |
| 4 |
Alcoa
AA
|
+$8.61M |
| 5 |
Union Pacific
UNP
|
+$8.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$54.2M |
| 2 |
Amazon
AMZN
|
+$48M |
| 3 |
Microsoft
MSFT
|
+$47.2M |
| 4 |
PX
Praxair Inc
PX
|
+$35.7M |
| 5 |
ESRX
Express Scripts Holding Company
ESRX
|
+$29.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.1% |
| 2 | Healthcare | 10.84% |
| 3 | Financials | 9.42% |
| 4 | Consumer Discretionary | 7.51% |
| 5 | Consumer Staples | 7.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EXAS
626
DELISTED
Exact Sciences
EXAS
| $4.5M | 0.04% |
71,245
-3,197
| -4% | -$219K |
|
627
Goldman Sachs BDC
GSBD
$994M
| $4.48M | 0.04% |
243,773
-56,025
| -19% | -$1.15M |
|
628
Cadence Design Systems
CDNS
$92.8B
| $4.48M | 0.04% |
102,951
-47,756
| -32% | -$2.07M |
|
|
EE
629
DELISTED
El Paso Electric Company
EE
| $4.47M | 0.04% |
89,130
-28,670
| -24% | -$1.61M |
|
630
Lear
LEA
$6.18B
| $4.45M | 0.04% |
36,214
-68,718
| -65% | -$9.19M |
|
631
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
| $4.45M | 0.04% |
381,844
-77,869
| -17% | -$907K |
|
632
Devon Energy
DVN
$48.5B
| $4.44M | 0.04% |
197,141
+114,003
| +137% | +$3.5M |
|
633
Regions Financial
RF
$27.2B
| $4.42M | 0.04% |
330,715
-55,799
| -14% | -$897K |
|
634
Knight Transportation
KNX
$11.5B
| $4.42M | 0.04% |
176,436
+39,561
| +29% | +$1.23M |
|
|
TTP
635
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
| $4.42M | 0.04% |
89,013
-21,447
| -19% | -$1.29M |
|
636
Invesco Value Municipal Income Trust
IIM
$593M
| $4.42M | 0.04% |
326,728
+9,525
| +3% | +$128K |
|
637
GSK
GSK
$103B
| $4.4M | 0.04% |
92,154
-28,925
| -24% | -$1.42M |
|
|
ETO
638
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$516M
| $4.39M | 0.04% |
233,877
-37,050
| -14% | -$805K |
|
639
Invesco Trust for Investment Grade New York Municipals
VTN
$164M
| $4.39M | 0.04% |
367,319
-85,730
| -19% | -$1.04M |
|
|
APC
640
DELISTED
Anadarko Petroleum
APC
| $4.38M | 0.04% |
99,969
-5,935
| -6% | -$335K |
|
641
Parker-Hannifin
PH
$126B
| $4.38M | 0.04% |
29,345
+4,706
| +19% | +$762K |
|
642
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$643M
| $4.36M | 0.04% |
346,921
+1,198
| +0.3% | +$15K |
|
643
Kohl's
KSS
$2.23B
| $4.36M | 0.04% |
65,713
-141,860
| -68% | -$9.96M |
|
644
Franklin Resources
BEN
$17.7B
| $4.35M | 0.04% |
146,771
-28,097
| -16% | -$864K |
|
|
GWR
645
DELISTED
Genesee & Wyoming Inc.
GWR
| $4.33M | 0.04% |
58,539
+738
| +1% | +$59.2K |
|
|
GER
646
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
| $4.33M | 0.04% |
109,576
-26,944
| -20% | -$1.35M |
|
|
FRC
647
DELISTED
First Republic Bank
FRC
| $4.32M | 0.04% |
49,654
-21,200
| -30% | -$1.94M |
|
648
Ligand Pharmaceuticals
LGND
$6.06B
| $4.28M | 0.04% |
50,605
+8,218
| +19% | +$876K |
|
649
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
| $4.24M | 0.04% |
189,598
+1,338
| +0.7% | +$30.2K |
|
|
FLG
650
Flagstar Bank National Association
FLG
$5.96B
| $4.24M | 0.04% |
150,164
-43,396
| -22% | -$1.27M |
|
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Guggenheim Capital's Q4 2018 Portfolio in Review
As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.
- Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
- Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
- Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
- Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
- Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
- Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
- Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.
Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.