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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCK icon
626
Crown Holdings
CCK
$12.9B
$11.6M 0.03%
194,234
+27,520
+17% +$1.63M
AEO icon
627
American Eagle Outfitters
AEO
$2.9B
$11.6M 0.03%
809,897
+525,659
+185% +$6.44M
VYX icon
628
NCR Voyix
VYX
$1.12B
$11.5M 0.03%
501,437
-49,767
-9% -$1.14M
OSK icon
629
Oshkosh
OSK
$8.82B
$11.5M 0.03%
139,096
+198
+0.1% +$14.5K
UFS
630
DELISTED
DOMTAR CORPORATION (New)
UFS
$11.5M 0.03%
264,457
-4,201
-2% -$167K
MPWR icon
631
Monolithic Power Systems
MPWR
$64.7B
$11.5M 0.03%
107,607
+4,733
+5% +$481K
MYD
632
DELISTED
BlackRock MuniYield Fund
MYD
$11.5M 0.03%
760,526
-62,157
-8% -$954K
HTGC icon
633
Hercules Capital
HTGC
$2.98B
$11.4M 0.03%
883,336
-43,124
-5% -$553K
GOF icon
634
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$11.4M 0.03%
533,050
-6,142
-1% -$130K
LPT
635
DELISTED
Liberty Property Trust
LPT
$11.3M 0.03%
276,467
+35,177
+15% +$1.47M
LHO
636
DELISTED
LaSalle Hotel Properties
LHO
$11.3M 0.03%
390,124
-6,321
-2% -$183K
RUN icon
637
Sunrun
RUN
$2.27B
$11.3M 0.03%
2,028,774
+15,935
+0.8% +$109K
THS
638
DELISTED
Treehouse Foods
THS
$11.2M 0.03%
165,827
+23,844
+17% +$1.76M
RITM icon
639
Rithm Capital
RITM
$5.51B
$11.2M 0.03%
666,776
-21,177
-3% -$347K
SMM
640
DELISTED
Salient Midstream & MLP Fund
SMM
$11.1M 0.03%
960,714
-105,539
-10% -$1.2M
MASI
641
DELISTED
Masimo
MASI
$11.1M 0.03%
128,346
+12,597
+11% +$1.11M
UMPQ
642
DELISTED
Umpqua Holdings Corp
UMPQ
$11.1M 0.03%
569,423
+196,003
+52% +$3.57M
AFT
643
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$11.1M 0.03%
662,187
-5,910
-0.9% -$99.5K
CVLG icon
644
Covenant Logistics
CVLG
$928M
$11.1M 0.03%
764,948
-148,816
-16% -$1.58M
CPRT icon
645
Copart
CPRT
$27.4B
$11.1M 0.03%
1,286,524
+124,408
+11% +$996K
CONE
646
DELISTED
CyrusOne Inc Common Stock
CONE
$11M 0.03%
187,258
+21,941
+13% +$1.31M
JD icon
647
JD.com
JD
$43.6B
$11M 0.03%
288,224
-3,376
-1% -$144K
JSD
648
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$11M 0.03%
632,228
+3,236
+0.5% +$56.5K
NAC icon
649
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$10.9M 0.03%
729,062
-54,412
-7% -$830K
UNIT
650
Uniti Group
UNIT
$2.26B
$10.8M 0.03%
739,745
+170,495
+30% +$3.6M
24 25
26
27 28

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.