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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
(-23%)
Cap. Flow
-$1.51B
Cap. Flow
% of AUM
-12.8%
Top 10 Holdings %
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Linde
LIN
|
+$32.8M |
| 2 |
LKQ Corp
LKQ
|
+$11.5M |
| 3 |
Cigna
CI
|
+$9.49M |
| 4 |
Alcoa
AA
|
+$8.61M |
| 5 |
Union Pacific
UNP
|
+$8.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$54.2M |
| 2 |
Amazon
AMZN
|
+$48M |
| 3 |
Microsoft
MSFT
|
+$47.2M |
| 4 |
PX
Praxair Inc
PX
|
+$35.7M |
| 5 |
ESRX
Express Scripts Holding Company
ESRX
|
+$29.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.1% |
| 2 | Healthcare | 10.84% |
| 3 | Financials | 9.42% |
| 4 | Consumer Discretionary | 7.51% |
| 5 | Consumer Staples | 7.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Johnson Controls International
JCI
$93.1B
| $4.75M | 0.04% |
160,217
-19,050
| -11% | -$628K |
|
602
Nektar Therapeutics
NKTR
$2.47B
| $4.74M | 0.04% |
9,618
+466
| +5% | +$281K |
|
603
Invesco Advantage Municipal Income Trust II
VKI
$398M
| $4.74M | 0.04% |
479,802
+76,402
| +19% | +$767K |
|
604
State Street
STT
$51.4B
| $4.74M | 0.04% |
75,072
-11,778
| -14% | -$844K |
|
605
Nuveen Quality Municipal Income Fund
NAD
$2.74B
| $4.71M | 0.04% |
375,720
-373,337
| -50% | -$4.67M |
|
|
PACW
606
DELISTED
PacWest Bancorp
PACW
| $4.71M | 0.04% |
141,424
-15,489
| -10% | -$618K |
|
607
Macerich
MAC
$7.2B
| $4.67M | 0.04% |
107,815
-11,655
| -10% | -$576K |
|
608
Alnylam Pharmaceuticals
ALNY
$30.6B
| $4.66M | 0.04% |
63,974
+3,473
| +6% | +$267K |
|
|
NML
609
Neuberger Energy Infrastructure and Income Fund Inc
NML
$568M
| $4.64M | 0.04% |
693,435
-129,494
| -16% | -$993K |
|
|
BYM
610
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $4.64M | 0.04% |
371,566
-78,983
| -18% | -$985K |
|
611
Glacier Bancorp
GBCI
$6.51B
| $4.62M | 0.04% |
116,689
-16,479
| -12% | -$708K |
|
612
RPM International
RPM
$14.9B
| $4.61M | 0.04% |
78,411
+16,597
| +27% | +$1.02M |
|
613
BlackRock TCP Capital
TCPC
$294M
| $4.6M | 0.04% |
352,499
-99,531
| -22% | -$1.39M |
|
614
BlackRock Floating Rate Income Trust
BGT
$325M
| $4.59M | 0.04% |
397,600
-68,358
| -15% | -$855K |
|
615
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
| $4.59M | 0.04% |
130,943
+21,680
| +20% | +$724K |
|
616
Rio Tinto
RIO
$165B
| $4.58M | 0.04% |
94,562
-19,752
| -17% | -$964K |
|
|
MYC
617
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
| $4.58M | 0.04% |
355,004
-4,557
| -1% | -$57.9K |
|
618
BlackRock Enhanced International Dividend Trust
BGY
$526M
| $4.58M | 0.04% |
920,049
+194,357
| +27% | +$1.02M |
|
619
BlackRock MuniYield New York Quality Fund
MYN
$374M
| $4.53M | 0.04% |
393,542
-82,095
| -17% | -$931K |
|
620
Ionis Pharmaceuticals
IONS
$9.01B
| $4.53M | 0.04% |
83,838
-12,479
| -13% | -$636K |
|
621
Omega Healthcare
OHI
$14.6B
| $4.52M | 0.04% |
128,677
-509
| -0.4% | -$17.7K |
|
622
Nuveen New York Quality Municipal Income Fund
NAN
$368M
| $4.51M | 0.04% |
368,301
-74,024
| -17% | -$903K |
|
623
Bath & Body Works
BBWI
$4.19B
| $4.51M | 0.04% |
217,212
-43,186
| -17% | -$1.09M |
|
624
Telephone and Data Systems
TDS
$4.03B
| $4.51M | 0.04% |
138,496
-93,493
| -40% | -$3.1M |
|
|
TXNM
625
TXNM Energy Inc
TXNM
$5.91B
| $4.5M | 0.04% |
109,557
-73,939
| -40% | -$3.03M |
|
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Guggenheim Capital's Q4 2018 Portfolio in Review
As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.
- Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
- Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
- Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
- Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
- Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
- Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
- Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.
Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.