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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPR
601
DELISTED
Spirit AeroSystems
SPR
$12.1M 0.03%
206,592
-14,242
-6% -$772K
VTA
602
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$12M 0.03%
971,941
+70,141
+8% +$829K
PB icon
603
Prosperity Bancshares
PB
$9.02B
$11.9M 0.03%
166,190
-10,093
-6% -$631K
CPN
604
DELISTED
Calpine Corporation
CPN
$11.9M 0.03%
1,039,789
-60,435
-5% -$713K
AGNC icon
605
AGNC Investment
AGNC
$12.4B
$11.9M 0.03%
653,772
+177,655
+37% +$3.37M
LVS icon
606
Las Vegas Sands
LVS
$30.6B
$11.8M 0.03%
221,230
+10,057
+5% +$586K
ISIL
607
DELISTED
Intersil Corp
ISIL
$11.8M 0.03%
529,802
+322,605
+156% +$7.15M
FHN icon
608
First Horizon
FHN
$12.2B
$11.8M 0.03%
590,041
+135,663
+30% +$2.39M
TTP
609
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$11.8M 0.03%
136,252
+5,806
+4% +$489K
BLE
610
DELISTED
BlackRock Municipal Income Trust II
BLE
$11.7M 0.03%
807,743
+46,830
+6% +$692K
MYD
611
DELISTED
BlackRock MuniYield Fund
MYD
$11.7M 0.03%
828,427
-64,092
-7% -$926K
EFR
612
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$11.7M 0.03%
793,634
+76,116
+11% +$1.09M
MKSI icon
613
MKS Inc
MKSI
$20.9B
$11.7M 0.03%
196,224
+38,980
+25% +$2.1M
JBL icon
614
Jabil
JBL
$33.4B
$11.6M 0.03%
489,367
+114,779
+31% +$2.5M
BMRN icon
615
BioMarin Pharmaceuticals
BMRN
$11.6B
$11.5M 0.03%
138,893
-7,848
-5% -$675K
HYD icon
616
VanEck High Yield Muni ETF
HYD
$4.42B
$11.4M 0.03%
192,781
+1,240
+0.6% +$75.3K
KMF
617
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$11.4M 0.03%
718,793
+68,123
+10% +$1.03M
TIP icon
618
iShares TIPS Bond ETF
TIP
$14.5B
$11.4M 0.03%
100,791
+15,517
+18% +$1.77M
MSCC
619
DELISTED
Microsemi Corp
MSCC
$11.4M 0.03%
211,147
-52,954
-20% -$2.59M
SLM icon
620
SLM Corp
SLM
$5.09B
$11.4M 0.03%
1,032,587
+977,699
+1,781% +$8.77M
CXW icon
621
CoreCivic
CXW
$3B
$11.3M 0.03%
461,546
+4,990
+1% +$95.2K
DPZ icon
622
Domino's
DPZ
$12.1B
$11.1M 0.03%
69,855
+31,224
+81% +$5.07M
UMPQ
623
DELISTED
Umpqua Holdings Corp
UMPQ
$11.1M 0.03%
590,829
+137,575
+30% +$2.34M
LXP icon
624
LXP Industrial Trust
LXP
$3.56B
$11.1M 0.03%
205,266
+19,732
+11% +$1.01M
FLO icon
625
Flowers Foods
FLO
$1.53B
$11.1M 0.03%
554,748
-239,917
-30% -$3.95M
23 24
25
26 27

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.