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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETV
601
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$12.1M 0.04%
799,872
-16,792
-2% -$250K
PACW
602
DELISTED
PacWest Bancorp
PACW
$12.1M 0.04%
281,282
+12,889
+5% +$537K
NVR icon
603
NVR
NVR
$16.5B
$12M 0.04%
7,330
-1,055
-13% -$1.8M
FLO icon
604
Flowers Foods
FLO
$1.54B
$12M 0.04%
794,665
+144,292
+22% +$2.39M
VTLE
605
DELISTED
Vital Energy
VTLE
$12M 0.04%
46,401
+11,343
+32% +$2.59M
LAMR icon
606
Lamar Advertising Co
LAMR
$15.9B
$12M 0.04%
183,068
-16,772
-8% -$1.08M
CSIQ icon
607
Canadian Solar
CSIQ
$1.07B
$11.9M 0.04%
865,666
+166,080
+24% +$2.29M
ULTI
608
DELISTED
Ultimate Software Group Inc
ULTI
$11.8M 0.04%
57,872
-7,104
-11% -$1.5M
AMSG
609
DELISTED
Amsurg Corp
AMSG
$11.6M 0.04%
172,465
-23,481
-12% -$1.64M
EQY
610
DELISTED
Equity One
EQY
$11.5M 0.04%
376,290
-25,120
-6% -$793K
PKY
611
DELISTED
Parkway, Inc.
PKY
$11.5M 0.04%
677,070
-185,600
-22% -$3.23M
JQC icon
612
Nuveen Credit Strategies Income Fund
JQC
$708M
$11.5M 0.04%
1,353,574
+127,889
+10% +$1.07M
VSTO
613
DELISTED
Vista Outdoor Inc.
VSTO
$11.4M 0.04%
286,475
+17,164
+6% +$758K
HII icon
614
Huntington Ingalls Industries
HII
$12.9B
$11.4M 0.04%
74,341
-6,735
-8% -$1.12M
SBAC icon
615
SBA Communications
SBAC
$19.1B
$11.4M 0.04%
101,453
-31,860
-24% -$3.6M
WT icon
616
WisdomTree
WT
$3.19B
$11.3M 0.04%
1,098,883
-142,420
-11% -$1.48M
LEO
617
BNY Mellon Strategic Municipals
LEO
$384M
$11.3M 0.04%
1,208,972
+187,322
+18% +$1.75M
SPWR
618
DELISTED
SunPower Corporation Common Stock
SPWR
$11.3M 0.04%
1,927,453
+754,638
+64% +$5.86M
EVN
619
Eaton Vance Municipal Income Trust
EVN
$414M
$11.2M 0.04%
790,014
+63,569
+9% +$924K
B
620
Barrick Mining
B
$62.1B
$11.2M 0.04%
634,197
+5,491
+0.9% +$110K
INGR icon
621
Ingredion
INGR
$6.31B
$11.2M 0.03%
84,367
-14,297
-14% -$1.91M
CRL icon
622
Charles River Laboratories
CRL
$11.1B
$11.2M 0.03%
133,847
-3,464
-3% -$290K
NCI
623
DELISTED
Navigant Consulting, Inc.
NCI
$11.1M 0.03%
549,312
-24,697
-4% -$469K
MSCC
624
DELISTED
Microsemi Corp
MSCC
$11.1M 0.03%
264,101
-31,282
-11% -$1.2M
TTP
625
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$11.1M 0.03%
130,446
+588
+0.5% +$46.2K
23 24
25
26 27

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.