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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
601
Kayne Anderson Energy Infrastructure Fund
KYN
$2.46B
$22.8M 0.06%
577,783
+6,467
+1% +$241K
BTU
602
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$22.7M 0.06%
92,635
+14,860
+19% +$3.87M
EMO
603
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$22.7M 0.06%
178,788
+36,243
+25% +$4.32M
GAP
604
The Gap Inc
GAP
$7.25B
$22.7M 0.06%
545,425
+68,341
+14% +$2.77M
LEG icon
605
Leggett & Platt
LEG
$1.36B
$22.6M 0.06%
660,150
+29,621
+5% +$987K
NAC icon
606
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$22.6M 0.06%
1,620,169
+1,313,854
+429% +$18.5M
X
607
DELISTED
US Steel
X
$22.6M 0.06%
868,553
+131,564
+18% +$3.36M
ROP icon
608
Roper Technologies
ROP
$38.7B
$22.5M 0.06%
154,154
-836
-0.5% -$117K
CIG icon
609
CEMIG Preferred Shares
CIG
$6.29B
$22.5M 0.06%
5,520,611
-1,220,177
-18% -$4.64M
EXPD icon
610
Expeditors International
EXPD
$22.1B
$22.5M 0.06%
508,453
+4,212
+0.8% +$181K
ROK icon
611
Rockwell Automation
ROK
$52.9B
$22.4M 0.06%
178,927
+23,621
+15% +$2.91M
PETM
612
DELISTED
PETSMART INC
PETM
$22.3M 0.06%
373,285
+4,433
+1% +$280K
FMC icon
613
FMC
FMC
$1.37B
$22.3M 0.06%
361,343
-324,684
-47% -$21.2M
AVB icon
614
AvalonBay Communities
AVB
$26.7B
$22.3M 0.06%
156,847
+4,346
+3% +$601K
ARG
615
DELISTED
Airgas Inc
ARG
$22.3M 0.06%
204,663
+27,584
+16% +$2.95M
KEX icon
616
Kirby Corp
KEX
$7.13B
$22.2M 0.06%
189,703
-19,963
-10% -$2.14M
YUM icon
617
Yum! Brands
YUM
$42.4B
$22.2M 0.06%
380,658
+7,123
+2% +$396K
WAT icon
618
Waters Corp
WAT
$37B
$22.1M 0.06%
211,814
+31,520
+17% +$3.32M
ZBH icon
619
Zimmer Biomet
ZBH
$18B
$22.1M 0.06%
218,749
-3,791
-2% -$370K
HST icon
620
Host Hotels & Resorts
HST
$17.2B
$22.1M 0.06%
1,002,019
+62,536
+7% +$1.35M
PDCO
621
DELISTED
Patterson Companies, Inc.
PDCO
$22M 0.06%
556,962
+94,838
+21% +$3.83M
SMTC icon
622
Semtech
SMTC
$11B
$22M 0.06%
840,798
-311,137
-27% -$7.82M
PFG icon
623
Principal Financial Group
PFG
$24.3B
$22M 0.06%
434,861
+56,749
+15% +$2.67M
IRM icon
624
Iron Mountain
IRM
$36.7B
$21.9M 0.06%
667,648
-6,162
-0.9% -$167K
CBRE icon
625
CBRE Group
CBRE
$42.7B
$21.8M 0.06%
681,026
+72,928
+12% +$2.11M
23 24
25
26 27

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.