We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Oneok
OKE
$55.2B
| $20.4M | 0.06% |
344,592
+774
| +0.2% | +$45.3K |
|
602
Aptiv
APTV
$10.1B
| $20.4M | 0.06% |
300,672
-36,557
| -11% | -$2.33M |
|
|
X
603
DELISTED
US Steel
X
| $20.3M | 0.06% |
736,989
+158,326
| +27% | +$4.15M |
|
|
HSP
604
DELISTED
HOSPIRA INC
HSP
| $20.3M | 0.06% |
468,979
+40,015
| +9% | +$1.72M |
|
605
Hyster-Yale Materials Handling
HY
$629M
| $20.2M | 0.06% |
207,637
+9,358
| +5% | +$879K |
|
606
Yum! Brands
YUM
$40.3B
| $20.2M | 0.06% |
373,535
-44,344
| -11% | -$2.34M |
|
|
NS
607
DELISTED
NuStar Energy L.P.
NS
| $20.2M | 0.06% |
367,130
+5,928
| +2% | +$304K |
|
|
PLL
608
DELISTED
PALL CORP
PLL
| $20.1M | 0.06% |
224,338
+31,163
| +16% | +$2.64M |
|
|
TSL
609
DELISTED
Trina Solar Limited
TSL
| $20.1M | 0.06% |
1,491,161
+198,246
| +15% | +$3.04M |
|
610
Dentsply Sirona
XRAY
$2.86B
| $20.1M | 0.06% |
435,528
+81,424
| +23% | +$3.77M |
|
611
Cathay General Bancorp
CATY
$4.3B
| $20M | 0.06% |
795,458
+23,247
| +3% | +$581K |
|
612
Masco
MAS
$15.2B
| $20M | 0.06% |
1,026,624
+65,741
| +7% | +$1.3M |
|
613
AvalonBay Communities
AVB
$27B
| $20M | 0.06% |
152,501
+4,245
| +3% | +$535K |
|
614
W.W. Grainger
GWW
$61.4B
| $20M | 0.06% |
79,235
+12,307
| +18% | +$3.07M |
|
615
Canadian Solar
CSIQ
$1.11B
| $20M | 0.06% |
623,982
+139,529
| +29% | +$5.24M |
|
616
Expeditors International
EXPD
$23.7B
| $20M | 0.06% |
504,241
+71,563
| +17% | +$2.93M |
|
617
Allegion
ALLE
$14.1B
| $19.8M | 0.06% |
380,359
-26,324
| -6% | -$1.32M |
|
618
Sibanye-Stillwater
SBSW
$6.77B
| $19.8M | 0.06% |
2,521,846
+86,823
| +4% | +$572K |
|
619
Progressive
PGR
$123B
| $19.7M | 0.06% |
812,825
-1,272
| -0.2% | -$30.9K |
|
620
Rithm Capital
RITM
$5.72B
| $19.7M | 0.06% |
1,518,679
-293,024
| -16% | -$3.78M |
|
|
QEP
621
DELISTED
QEP RESOURCES, INC.
QEP
| $19.6M | 0.06% |
667,374
+32,364
| +5% | +$972K |
|
622
Waters Corp
WAT
$38.9B
| $19.5M | 0.06% |
180,294
-2,321
| -1% | -$252K |
|
|
FMBI
623
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $19.5M | 0.06% |
1,141,216
-80,711
| -7% | -$1.36M |
|
|
MBT
624
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
| $19.5M | 0.06% |
1,113,437
+122,093
| +12% | +$2.18M |
|
|
PHD
625
DELISTED
Pioneer Floating Rate Fund
PHD
| $19.4M | 0.06% |
1,535,988
-139,253
| -8% | -$1.79M |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
NMIFOAC
WANY
ACA
Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.