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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNH
576
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$4.99M 0.03%
73,278
-4,175
-5% -$260K
EWBC icon
577
East-West Bancorp
EWBC
$18B
$4.99M 0.03%
98,344
-6,519
-6% -$277K
MAS icon
578
Masco
MAS
$15.3B
$4.99M 0.03%
90,752
-20,596
-18% -$1.13M
MVT
579
DELISTED
BlackRock MuniVest Fund II
MVT
$4.97M 0.03%
334,307
+17,379
+5% +$250K
BAX icon
580
Baxter International
BAX
$14.2B
$4.93M 0.03%
61,442
+23,209
+61% +$1.84M
IVH
581
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$4.91M 0.03%
369,893
-15,174
-4% -$188K
DKS icon
582
Dick's Sporting Goods
DKS
$18.7B
$4.9M 0.03%
87,113
+17,324
+25% +$987K
SCHW
583
Charles Schwab
SCHW
$187B
$4.89M 0.03%
92,263
-22,017
-19% -$997K
MHN
584
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$4.89M 0.03%
346,604
-18,561
-5% -$254K
CAG icon
585
Conagra Brands
CAG
$7.23B
$4.87M 0.03%
134,175
+10,692
+9% +$388K
JRO
586
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4.85M 0.03%
559,795
+24,035
+4% +$200K
NMZ icon
587
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$4.83M 0.03%
335,183
-100,128
-23% -$1.37M
RCL icon
588
Royal Caribbean
RCL
$85.6B
$4.83M 0.03%
64,678
-2,995
-4% -$209K
BGX
589
Blackstone Long-Short Credit Income Fund
BGX
$138M
$4.81M 0.03%
358,232
-31,190
-8% -$409K
KIO
590
KKR Income Opportunities Fund
KIO
$457M
$4.79M 0.03%
332,206
-2,680
-0.8% -$37.3K
UTG icon
591
Reaves Utility Income Fund
UTG
$3.61B
$4.79M 0.03%
145,964
-39,778
-21% -$1.3M
WSM icon
592
Williams-Sonoma
WSM
$29.6B
$4.78M 0.03%
93,874
+19,588
+26% +$1M
DIAX
593
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.78M 0.03%
314,195
+124,914
+66% +$1.79M
DINO icon
594
HF Sinclair
DINO
$14.5B
$4.77M 0.03%
184,601
+79,124
+75% +$1.79M
FRA icon
595
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$4.75M 0.03%
392,144
+2,158
+0.6% +$25.6K
PNC icon
596
PNC Financial Services
PNC
$101B
$4.74M 0.03%
31,798
-2,861
-8% -$365K
ANET icon
597
Arista Networks
ANET
$238B
$4.72M 0.03%
260,192
-68,416
-21% -$1.08M
WHR icon
598
Whirlpool
WHR
$2.82B
$4.72M 0.03%
26,157
-3,881
-13% -$743K
PCK
599
DELISTED
Pimco California Municipal Income Fund II
PCK
$4.71M 0.03%
521,819
-19,103
-4% -$174K
ENPH icon
600
Enphase Energy
ENPH
$5.53B
$4.71M 0.03%
26,850
+8,776
+49% +$1.11M
22 23
24
25 26

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.