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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSA
576
DELISTED
National Storage Affiliates Trust
NSA
$14.4M 0.03%
592,884
+31,521
+6% +$716K
UAA icon
577
Under Armour
UAA
$2.91B
$14.2M 0.03%
864,019
+163,880
+23% +$3.01M
RDC
578
DELISTED
Rowan Companies Plc
RDC
$14.2M 0.03%
1,101,398
+321,345
+41% +$3.45M
HYD icon
579
VanEck High Yield Muni ETF
HYD
$4.44B
$14.1M 0.03%
225,562
+9,885
+5% +$615K
ETW
580
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$13.9M 0.03%
1,172,373
+32,377
+3% +$379K
JBL icon
581
Jabil
JBL
$32.3B
$13.8M 0.03%
483,801
+73,640
+18% +$2.23M
BMRN icon
582
BioMarin Pharmaceuticals
BMRN
$11.7B
$13.8M 0.03%
148,157
+5,201
+4% +$460K
NEA icon
583
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$13.8M 0.03%
993,655
-8,817
-0.9% -$122K
DCT
584
DELISTED
DCT Industrial Trust Inc.
DCT
$13.7M 0.03%
237,127
-42,514
-15% -$2.41M
DPZ icon
585
Domino's
DPZ
$11.7B
$13.5M 0.03%
68,118
+6,113
+10% +$1.19M
SINA
586
DELISTED
Sina Corp
SINA
$13.3M 0.03%
116,192
+56,004
+93% +$5.66M
KRC icon
587
Kilroy Realty
KRC
$4.6B
$13.3M 0.03%
186,706
-9,668
-5% -$679K
EXP icon
588
Eagle Materials
EXP
$6.35B
$13.2M 0.03%
124,001
+34,674
+39% +$3.31M
NCZ
589
Virtus Convertible & Income Fund II
NCZ
$290M
$13.2M 0.03%
528,401
+30,632
+6% +$767K
RDN icon
590
Radian Group
RDN
$5.16B
$13.2M 0.03%
704,085
-9,835
-1% -$171K
TFCF
591
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$13M 0.03%
505,682
+3,820
+0.8% +$104K
ARCC icon
592
Ares Capital
ARCC
$13.5B
$13M 0.03%
794,311
-38,740
-5% -$627K
EQC
593
DELISTED
Equity Commonwealth
EQC
$13M 0.03%
426,790
-40,154
-9% -$1.24M
SPWR
594
DELISTED
SunPower Corporation Common Stock
SPWR
$12.9M 0.03%
2,708,028
+335,165
+14% +$2.03M
TIP icon
595
iShares TIPS Bond ETF
TIP
$14.5B
$12.9M 0.03%
113,459
+9,329
+9% +$1.06M
SBS icon
596
Sabesp
SBS
$19.2B
$12.9M 0.03%
6,349,381
-813,245
-11% -$1.64M
NIE
597
Virtus Equity & Convertible Income Fund
NIE
$712M
$12.9M 0.03%
620,916
+114,834
+23% +$2.31M
RGA icon
598
Reinsurance Group of America
RGA
$15.6B
$12.9M 0.03%
92,089
+7,478
+9% +$1.01M
WUBA
599
DELISTED
58.com Inc
WUBA
$12.8M 0.03%
203,218
+95,975
+89% +$5.45M
UA icon
600
Under Armour Class C
UA
$2.85B
$12.8M 0.03%
852,987
+160,113
+23% +$2.7M
22 23
24
25 26

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.