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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWN
576
DELISTED
Nordstrom
JWN
$21.6M 0.06%
346,193
-49,934
-13% -$3.01M
MHK icon
577
Mohawk Industries
MHK
$9.25B
$21.6M 0.06%
158,960
+1,282
+0.8% +$184K
SWN
578
DELISTED
Southwestern Energy Company
SWN
$21.6M 0.06%
469,142
+34,839
+8% +$1.46M
SYK icon
579
Stryker
SYK
$129B
$21.6M 0.06%
264,870
-23,436
-8% -$1.86M
FRA icon
580
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$21.3M 0.06%
1,463,235
-117,330
-7% -$1.72M
MLM icon
581
Martin Marietta Materials
MLM
$33.4B
$21.3M 0.06%
165,752
+124,434
+301% +$14.3M
SHY icon
582
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$21.3M 0.06%
251,825
-45,665
-15% -$3.86M
BXP icon
583
Boston Properties
BXP
$11.3B
$21.3M 0.06%
185,680
-2,172
-1% -$237K
KEX icon
584
Kirby Corp
KEX
$7.08B
$21.2M 0.06%
209,666
+7,633
+4% +$769K
DECK icon
585
Deckers Outdoor
DECK
$13.6B
$21.2M 0.06%
1,595,988
-27,726
-2% -$367K
SE
586
DELISTED
Spectra Energy Corp Wi
SE
$21.2M 0.06%
572,750
+44,364
+8% +$1.61M
VOD icon
587
Vodafone
VOD
$36.3B
$21M 0.06%
571,500
-332,808
-37% -$12.8M
NFX
588
DELISTED
Newfield Exploration
NFX
$21M 0.06%
670,073
+18,531
+3% +$490K
BCR
589
DELISTED
CR Bard Inc.
BCR
$21M 0.06%
141,929
+1,357
+1% +$188K
KYN icon
590
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$21M 0.06%
571,316
-13,144
-2% -$489K
CHRW icon
591
C.H. Robinson
CHRW
$18.1B
$20.8M 0.06%
397,470
+67,173
+20% +$3.66M
EWP icon
592
iShares MSCI Spain ETF
EWP
$2.14B
$20.8M 0.06%
510,100
– –
CMI icon
593
Cummins
CMI
$87.8B
$20.8M 0.06%
139,546
-17,269
-11% -$2.4M
ROP icon
594
Roper Technologies
ROP
$38.8B
$20.7M 0.06%
154,990
+41,375
+36% +$5.63M
THC icon
595
Tenet Healthcare
THC
$20.4B
$20.7M 0.06%
482,504
+67,345
+16% +$2.97M
VMC icon
596
Vulcan Materials
VMC
$36.9B
$20.6M 0.06%
310,210
+32,274
+12% +$2.06M
LEG icon
597
Leggett & Platt
LEG
$1.43B
$20.6M 0.06%
630,529
-242,422
-28% -$7.51M
KSU
598
DELISTED
Kansas City Southern
KSU
$20.6M 0.06%
201,644
-158,203
-44% -$16.3M
ALV icon
599
Autoliv
ALV
$9.12B
$20.6M 0.06%
284,411
+236,141
+489% +$16M
ZBH icon
600
Zimmer Biomet
ZBH
$18.5B
$20.4M 0.06%
222,540
+19,505
+10% +$1.8M
22 23
24
25 26

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AAMU
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.